FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CAROTHERS TODD
2. Issuer Name and Ticker or Trading Symbol

COUNTERPATH CORP [ CPAH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP Sales & Marketing
(Last)          (First)          (Middle)

2323 HARTZELL STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

10/2/2018
(Street)

EVANSTON, IL 60201
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares                  11663.3084   D    
Common Shares   10/2/2018     A    85.3700   (1) A $2.0499   11748.6784   D    
Common Shares   10/2/2018     A    43.5670   (1) A $2.0084   11792.2454   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options   $19.00                    7/25/2013   7/25/2018   Common   5000     5000   D    
Stock Options   $11.50                    7/11/2014   7/11/2019   Common   10000     15000   D    
Stock Options   $5.00                    7/17/2015   7/17/2020   Common   7500     22500   D    
Stock Options   $2.89                    12/14/2017   12/14/2022   Common   50000     72500   D    
Deferred Share Units     (2)                  9/3/2011     (2) Common   2202.6     2202.60   D    
Deferred Share Units     (2)                  7/25/2011     (2) Common   1621.60     3824.29   D    

Explanation of Responses:
(1)  These shares were purchased through an Employee Share Purchase Plan.
(2)  Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CAROTHERS TODD
2323 HARTZELL STREET
EVANSTON, IL 60201


EVP Sales & Marketing

Signatures
/s/ Todd Carothers 10/11/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CounterPath (NASDAQ:CPAH)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more CounterPath Charts.
CounterPath (NASDAQ:CPAH)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more CounterPath Charts.