Table of Contents

 

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

September 2018

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  x   Form 40-F o

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes o No     x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes o No   x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes o No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 

 

 




Table of Contents

 

Purchases of equity securities by the issuer and affiliated purchasers on August 31, 2018

 

Company: VALE S.A.

 

Beginning balance

 

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

Shares

 

VALE 3

 

86,850,681.00

 

1.64

%

1.64

%

 

Movements

 

Type of security

 

Characteristic of
the security

 

Intermediate

 

Operation

 

Date

 

Quantity

 

Average price
(Daily)

 

Volume (R$)

 

Shares

 

VALE3

 

BRADESCO CTVM

 

Buy

 

08/01/2018

 

905,000

 

53,2471

 

48,188,653

 

Shares

 

VALE3

 

BRADESCO CTVM

 

Buy

 

08/02/2018

 

2,749,000

 

52,2129

 

143,533,334

 

Shares

 

VALE3

 

BRADESCO CTVM

 

Buy

 

08/03/2018

 

181,500

 

51,9568

 

9,430,152

 

Shares

 

VALE3

 

BRADESCO CTVM

 

Buy

 

08/06/2018

 

365,500

 

52,6464

 

19,242,245

 

Shares

 

VALE3

 

SANTANDER CCTVM

 

Buy

 

08/07/2018

 

468,600

 

52,9122

 

24,794,657

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

08/08/2018

 

304,400

 

52,8812

 

16,097,048

 

Shares

 

VALE3

 

XP INVESTIMENTOS

 

Buy

 

08/09/2018

 

403,900

 

52,1233

 

21,052,603

 

Shares

 

VALE3

 

CREDIT SUISSE CTVM

 

Buy

 

08/10/2018

 

920,900

 

51,0850

 

47,044,160

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

08/13/2018

 

502,100

 

52,2237

 

26,221,502

 

Shares

 

VALE3

 

SANTANDER CCTVM

 

Buy

 

08/14/2018

 

1,072,900

 

52,3353

 

56,150,540

 

Shares

 

VALE3

 

CREDIT SUISSE CTVM

 

Buy

 

08/15/2018

 

1,768,100

 

51,0951

 

90,341,175

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

08/16/2018

 

1,410,800

 

50,1916

 

70,810,269

 

Shares

 

VALE3

 

BRADESCO CTVM

 

Buy

 

08/17/2018

 

841,000

 

50,3398

 

42,335,753

 

Shares

 

VALE3

 

SANTANDER CCTVM

 

Buy

 

08/20/2018

 

913,900

 

51,4326

 

47,004,260

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

08/21/2018

 

931,100

 

51,7091

 

48,146,348

 

Shares

 

VALE3

 

CREDIT SUISSE CTVM

 

Buy

 

08/22/2018

 

39,900

 

52,7773

 

2,105,816

 

Shares

 

VALE3

 

SANTANDER CCTVM

 

Buy

 

08/23/2018

 

521,500

 

53,0329

 

27,656,647

 

Shares

 

VALE3

 

CITI CCTVM

 

Buy

 

08/24/2018

 

489,000

 

54,0811

 

26,445,668

 

Shares

 

VALE3

 

CREDIT SUISSE CTVM

 

Buy

 

08/27/2018

 

303,600

 

55,0641

 

16,717,470

 

Shares

 

VALE3

 

CREDIT SUISSE CTVM

 

Buy

 

08/28/2018

 

695,600

 

55,6512

 

38,710,973

 

 

Ending balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

Shares

 

VALE 3

 

102,638,981.00

 

1.94

%

1.94

%

 

Company: VALE S.A.

 

Beginning balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of
shares

 

Total capital

 

ADS

 

VALE

 

192,008.00

 

0.00

%

0.00

%

 

3



Table of Contents

 

Movements

 

Type of security

 

Characteristic of
the security

 

Intermediate

 

Operation

 

Date

 

Quantity

 

Average price
(Daily)

 

Volume (US$)

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/02/2018

 

227,267

 

14,0574

 

3,194,777

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/03/2018

 

216,841

 

14,1517

 

3,068,675

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/06/2018

 

400,000

 

14,1254

 

5,650,176

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/07/2018

 

531,700

 

14,0980

 

7,495,903

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/08/2018

 

302,266

 

14,0689

 

4,252,555

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/09/2018

 

540,000

 

13,6726

 

7,383,204

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/10/2018

 

1,852,692

 

13,3265

 

24,689,826

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/13/2018

 

1,000,000

 

13,3690

 

13,369,000

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/14/2018

 

1,400,000

 

13,4951

 

18,893,105

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/15/2018

 

1,765,447

 

13,0585

 

23,054,090

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/16/2018

 

1,959,625

 

12,8872

 

25,254,021

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/17/2018

 

1,177,300

 

12,8546

 

15,133,762

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/20/2018

 

1,010,641

 

13,0477

 

13,186,504

 

ADS

 

VALE

 

BRADESCO SECURITIES

 

Buy

 

08/21/2018

 

1,090,000

 

12,9590

 

14,125,310

 

ADS

 

VALE

 

JP MORGAN SECURITIES

 

Buy

 

08/22/2018

 

544,901

 

12,9980

 

7,082,647

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

08/23/2018

 

550,700

 

12,9730

 

7,144,231

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

08/24/2018

 

223,400

 

13,2124

 

2,951,650

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

08/27/2018

 

483,717

 

13,5624

 

6,560,363

 

ADS

 

VALE

 

CREDIT SUISSE SECURITIES

 

Buy

 

08/28/2018

 

608,870

 

13,4773

 

8,205,924

 

 

Ending balance

 

 

 

 

 

 

 

%

 

Type of security

 

Characteristic of the security

 

Quantity

 

Same class of shares

 

Total capital

 

ADS

 

VALE

 

16,077,375.00

 

0.30

%

0.30

%

 

4



Table of Contents

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

 

(Registrant)

 

 

 

By:

/s/ André Figueiredo

Date: September 06, 2018

 

Director of Investor Relations

 

5


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