Current Report Filing (8-k)
September 05 2018 - 6:21AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): September 5, 2018
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ULTRA
CLEAN HOLDINGS, INC.
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(Exact Name of Registrant
as Specified in Charter)
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Delaware
(State or Other Jurisdiction of Incorporation)
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000-50646
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61-1430858
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(Commission File Number)
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(IRS Employer Identification No.)
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26462 CORPORATE AVENUE
HAYWARD, CA
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94545
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (510) 576-4400
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n/a
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 – Regulation FD Disclosure.
On September 5, 2018, Ultra Clean Holdings, Inc. (the “Company”)
will disseminate lender presentation materials in connection with the syndication process for credit facilities comprised of a
term loan B facility in an initial aggregate principal amount of $350.0 million (the “Term Loan Facility”), a revolving
credit facility in an initial aggregate principal amount of $65.0 million (the “Revolving Credit Facility”), a letter
of credit facility in the initial aggregate available amount of $50.0 million (as a sublimit of such Revolving Credit Facility)
(the “L/C Facility”) and a swing line sub-facility in the aggregate available amount of $10.0 million (as a sublimit
of the Revolving Credit Facility) (together with the Term Loan Facility, the Revolving Credit Facility and the L/C Facility, the
“Senior Secured Credit Facility”). The Senior Secured Credit Facility relates to the Company’s previously announced
acquisition of Quantum Global Technologies, LLC and the refinancing of substantially all of the Company’s previously existing
indebtedness, as described in the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission
on August 31, 2018.
A copy of the lender presentation materials is furnished with
this Report as Exhibit 99.1 and is incorporated herein by reference.
Cautionary Note Regarding Forward-Looking Statements
This Current Report on Form 8-K (including Exhibit 99.1) contains forward-looking statements
that relate to future events. The Company cautions you that such statements are simply predictions and actual events or results
may differ materially. These statements reflect the Company’s current expectations, and the Company does not undertake to
update or revise these forward looking statements, even if experience or future changes make it clear that any projected
results expressed or implied in this or other Company statements will not be realized. Further, these statements involve risks
and uncertainties, many of which are beyond the Company’s control, which could cause actual results to differ materially
from the forward-looking statements. Statements related to, among other things, the consummation of the syndication of
the Senior Secured Credit Facility and potential changes in market conditions constitute forward-looking statements. For a description
of additional factors that may cause the Company’s actual results, performance or expectations to differ from any forward-looking
statements, please review the information set forth in the “Risk Factors” and “Management’s Discussion
and Analysis of Financial Condition and Results of Operations” sections of the Company’s public reports filed with
the Securities and Exchange Commission.
Certain Information
The information in this Current Report on Form 8-K, including
Exhibit 99.1, is furnished pursuant to this Item 7.01 and shall not be deemed to be “filed” for the purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of
that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities
Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ULTRA CLEAN HOLDINGS, INC.
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Date:
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September 5, 2018
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By:
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/s/ Sheri Savage
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Name:
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Sheri Savage
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Title:
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Chief Financial Officer, Senior Vice President and Secretary
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