Amended Statement of Beneficial Ownership (sc 13d/a)
August 28 2018 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
SUMMER INFANT, INC.
(Name of Issuer)
Common Stock, $0.0001 par value per share
(Title of Class of Securities)
865646103
(CUSIP Number)
Privet Fund LP
Attn: Ryan Levenson
79 West Paces Ferry Road, Suite 200B
Atlanta, GA 30305
With a copy to:
Rick Miller
Bryan Cave Leighton Paisner
LLP
1201 W. Peachtree St., 14th
Floor
Atlanta, GA 30309
Tel: (404) 572-6600
(Name, Address and Telephone Number
of Person Authorized to Receive Notices and Communications)
December 6, 2017
(Date of Event which Requires Filing of
this Statement)
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because
of Rule 13d-1(e), (f) or (g), check the following box
¨
.
Note
: Schedules filed in paper format
shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties
to whom copies are to be sent.
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however,
see
the
Notes
).
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
2 of 7
Pages
|
1
|
NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
Privet Fund LP
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
(b)
¨
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS
WC
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
915,763
|
9
|
SOLE DISPOSITIVE POWER
0
|
10
|
SHARED DISPOSITIVE POWER
915,763
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
915,763
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9%
|
14
|
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
3 of 7
Pages
|
1
|
NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
Privet Fund Management LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
(b)
¨
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS
WC, AF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
¨
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
1,068,485
|
9
|
SOLE DISPOSITIVE POWER
0
|
10
|
SHARED DISPOSITIVE POWER
1,068,485
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,068,485
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.7%
|
14
|
TYPE OF REPORTING PERSON
OO
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
4 of 7
Pages
|
1
|
NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
Ryan Levenson
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
(b)
¨
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS
AF
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e)
¨
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
1,068,485
|
9
|
SOLE DISPOSITIVE POWER
0
|
10
|
SHARED DISPOSITIVE POWER
1,068,485
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,068,485
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.7%
|
14
|
TYPE OF REPORTING PERSON
IN
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
5 of 7
Pages
|
Reference is hereby made to the statement
on Schedule 13D filed with the Securities and Exchange Commission on March 7, 2016, as amended on May 12, 2016 and November 18,
2016 (the “Schedule 13D”), with respect to the Common Stock, $0.0001 par value (the “Common Stock”), of
Summer Infant, Inc., a Delaware corporation (the “Corporation” or “Issuer”). Capitalized terms not otherwise
defined herein are used as defined in the Schedule 13D. The Reporting Persons hereby amend and supplement the Schedule 13D as follows:
Item
5.
Interest in Securities of the Issuer.
Item
5(a) is hereby amended and restated in its entirety to read as follows:
(a) As of the date of
this filing, the Reporting Persons beneficially own
1,068,485
shares, or approximately
5.7% of the outstanding Common Stock of the Corporation (calculated based on information included in the
Form 10-Q filed
by the Corporation for the quarterly period ended June 30, 2018, which reported that 18,769,015 shares of Common Stock were outstanding
as of June 30, 2018
).
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
6 of 7
Pages
|
Signature
After reasonable inquiry and to the best
of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete
and correct.
Date: August
28, 2018
PRIVET FUND LP
By: Privet Fund Management
LLC,
Its General Partner
By:
/s/ Ryan Levenson
Name: Ryan Levenson
Its: Managing Member
PRIVET FUND MANAGEMENT LLC
By:
/s/ Ryan Levenson
Name: Ryan Levenson
Its: Managing Member
/s/ Ryan Levenson
Ryan Levenson
SCHEDULE 13D
CUSIP No.
865646103
|
|
Page
7 of 7
Pages
|
SCHEDULE 1
Shares Acquired or Sold by the Reporting
Persons in the Last 60 Days:
|
Nature of Transaction
(Purchase/Sale)
|
|
|
Trade Date
|
Number of
Shares
|
Price Per Share (2)
|
7/2/2018
|
Sale
|
(75,552)
|
$1.3066
|
7/3/2018
|
Sale
|
(7,900)
|
$1.3153
|
8/21/2018
|
Sale
|
(12,505)
|
$1.9468
|
8/22/2018
|
Sale
|
(46,400)
|
$1.7475
|
8/23/2018
|
Sale
|
(57,496)
|
$1.8117
|
8/24/2018
|
Sale
|
(49,744)
|
$1.8006
|
8/27/2018
|
Sale
|
(60,552)
|
$1.8056
|
|
(1)
|
Not including any brokerage fees.
|
|
(2)
|
The price per share reported is a weighted average price.
The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities
and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price.
|
Summer Infant (NASDAQ:SUMR)
Historical Stock Chart
From Mar 2024 to Apr 2024
Summer Infant (NASDAQ:SUMR)
Historical Stock Chart
From Apr 2023 to Apr 2024