Current Report Filing (8-k)
August 15 2018 - 8:33AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 15, 2018
Regional Management Corp.
(Exact name of registrant as specified in its charter)
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Delaware
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001-35477
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57-0847115
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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979 Batesville Road, Suite B
Greer, South Carolina 29651
(Address of principal executive offices) (zip code)
(864)
448-7000
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report.)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01.
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Regulation FD Disclosure.
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As previously disclosed, on June 28, 2018, Regional Management Corp. (the
Company
), as sponsor, completed a private
offering and sale of asset-backed notes (the
2018-1
Securitization
). The
2018-1
Securitization consisted of the issuance of three classes of
fixed-rate asset-backed notes issued by Regional Management Issuance Trust
2018-1,
a special purpose entity that is indirectly owned by the Company. On August 15, 2018, the Companys first monthly
servicer report (the
Report
) was made available to
2018-1
Securitization noteholders. A copy of the Report may be found on the Companys investor relations website at
www.regionalmanagement.com
under the Asset-Backed Securities tab. The Company will make available future monthly servicer reports relating to the
2018-1
Securitization at the same location.
The information set forth in this Item 7.01 of this Current Report on Form
8-K
shall not be
deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
Exchange Act
), or otherwise subject to the liabilities of that section. The information in this Item 7.01 of this
Current Report on Form
8-K
shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific
reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Regional Management Corp.
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Date: August 15, 2018
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By:
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/s/ Donald E. Thomas
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Donald E. Thomas
Executive Vice President
and Chief Financial Officer
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3
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