Current Report Filing (8-k)
August 09 2018 - 5:10PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of Report: August 9, 2018
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
DELAWARE
(State or other jurisdiction
of incorporation)
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001-37932
(Commission File Number)
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94-0787340
(IRS Employer Identification No.)
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1177
West Loop South, Suite 1825
Houston,
Texas 77027
(Address of principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s telephone number, including area
code)
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(Former name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02.
Results of Operations and Financial Condition.
On August 9, 2018, Yuma Energy, Inc. (the “Company”)
issued a press release announcing its financial results for the
quarter ended June 30, 2018 and providing an operations and
liquidity update. A copy of the press release is furnished herewith
as Exhibit 99.1.
The information in this Current Report on Form 8-K furnished
pursuant to Item 2.02, including Exhibit 99.1, shall not be deemed
to be “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to liability under that section,
and such information shall not be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Item
9.01.
Financial
Statements and Exhibits.
The following
exhibit is furnished with this Current Report on Form
8-K:
Exhibit
No.
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Description
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Press Release dated
August 9, 2018.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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YUMA
ENERGY, INC.
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Date: August 9,
2018
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By:
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/s/
Sam L.
Banks
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Name:
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Sam L.
Banks
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Title:
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Chief Executive
Officer
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