Current Report Filing (8-k)
August 08 2018 - 4:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
August 8, 2018
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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|
001-36868
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01-0592299
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(State
or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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IRS
Employer
Identification
No.)
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1030
Winding Creek Road, Suite 100
Roseville,
CA
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95678
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(916)
409-6900
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
2.02 Results of Operations and Financial Condition.
On
August 8, 2018, Sunworks, Inc. (the “Company”) issued a press release announcing its second quarter and
six months ended June 30, 2018 financial results. A copy of the Company’s press release is attached as Exhibit 99.1
to this current report on Form 8-K.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated
by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly
set forth in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
Press Release dated August 8, 2018
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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SUNWORKS,
INC.
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Date:
August 8, 2018
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By:
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/s/
Charles F. Cargile
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Name:
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Charles
F. Cargile
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Title:
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Chief
Executive Officer
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