UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

OMB APPROVAL
OMB Number: 3235-0058
 
Estimated average burden hours per response ... 2.50
 
SEC FILE NUMBER
001-38208
 
CUSIP NUMBER
 

 

(Check one):   o   Form 10-K x   Form 20-F o   Form 11-K o    Form 10-Q o   Form 10-D o   Form N-SAR o   Form N-CSR
     
    For Period Ended: March 31, 2018
     
    o    Transition Report on Form 10-K
     
    o    Transition Report on Form 20-F
     
    o    Transition Report on Form 11-K
     
    o    Transition Report on Form 10-Q
     
    o    Transition Report on Form N-SAR
     
    For the Transition Period Ended:

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.  

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I — REGISTRANT INFORMATION  

 

Dragon Victory International Limited

 

Full Name of Registrant

        

 

 

Former Name if Applicable

 

Suite B1-901, No.198, Qidi Road,

Xiaoshan District

 

Address of Principal Executive Office (Street and Number)

 

Hangzhou, PRC

 

City, State and Zip Code

 

 

PART II — RULES 12b-25(b) AND (c)  

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

¨ (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     

¨ x

 

(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F,11-K, Form N-SAR, or N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed date; and
     
¨ (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE  

 

State below in reasonable detail the reasons why Forms 10-K, 20-F , 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period.

 

The Company did not file the annual report on Form 20-F for the fiscal year ended March 31, 2018 on time because of a technical error occurred on the filing date. The Company has filed the Form 20-F as of the date of this Form 12b-25.

 

SEC 1344 (03-05)   Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 (Attach extra Sheets if Needed)

 

 

 

 

 

PART IV — OTHER INFORMATION  

(1)   Name and telephone number of person to contact in regard to this notification

 

 

 

 

 

Bo Lv   86-571   8538 7170
(Name)   (Area Code)   (Telephone Number)
             

 

(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
    Yes  x      No  o
     
(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
    Yes   o     No x  
     
    If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
     

 

 

Dragon Victory International Limited

 

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

             
Date:   July 31, 2018   By:   /s/ Xiaohua Gu
           

Name: Xiaohua Gu

(Title): Chief Financial Officer

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

 

ATTENTION  

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 

 

 

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