Initial Statement of Beneficial Ownership (3)
July 30 2018 - 6:55PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MANCHESTER MANAGEMENT PR, LLC
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/24/2018
|
3. Issuer Name
and
Ticker or Trading Symbol
CIPHERLOC Corp [CLOK]
|
(Last)
(First)
(Middle)
2 CALLE CANDINA, #1701
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Street)
SAN JUAN, PR 00907
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
3600000
|
I
|
See Footnotes
(1)
(2)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrants
|
7/24/2018
|
7/24/2023
|
Common Stock
|
3600000
|
$1.20
|
I
|
See Footnotes
(1)
(2)
|
Explanation of Responses:
|
(1)
|
The reported securities and warrants are directly owned by Manchester Explorer, L.P. The reported securities and warrants are indirectly beneficially owned by Manchester Management PR, LLC and Manchester Management Company, LLC as a result of having investment discretion over certain advisory accounts they manage. Manchester Management PR, LLC, a Puerto Rico limited liability company, provides investment management services to private individuals and institutions. The reported securities and warrants may also be deemed to be indirectly beneficially owned by James E. Besser, as the Managing Member of Manchester Management PR, LLC and Manchester Management Company, LLC.
|
(2)
|
Each of the Reporting Persons disclaim beneficial ownership of the reported securities and warrants except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities and warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
MANCHESTER MANAGEMENT PR, LLC
2 CALLE CANDINA, #1701
SAN JUAN, PR 00907
|
|
X
|
|
|
Manchester Explorer, L.P.
2 CALLE CANDINA, #1701
SAN JUAN, PR 00907
|
|
X
|
|
|
MANCHESTER MANAGEMENT CO LLC
2 CALLE CANDINA, #1701
SAN JUAN, PR 00907
|
|
X
|
|
|
BESSER JAMES E
2 CALLE CANDINA, #17
SAN JUAN, PR 00907
|
|
X
|
|
|
Signatures
|
Manchester Management PR, LLC, By: /s/ James E. Besser, Managing Member
|
|
7/30/2018
|
**
Signature of Reporting Person
|
Date
|
Manchester Explorer, L.P., By: /s/ James E. Besser, Managing Member of the General Partner
|
|
7/30/2018
|
**
Signature of Reporting Person
|
Date
|
Manchester Management Company, LLC, By:/s/ James E. Besser, Managing Member
|
|
7/30/2018
|
**
Signature of Reporting Person
|
Date
|
/s/ James E. Besser
|
|
7/30/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Cipherloc (QB) (USOTC:CLOK)
Historical Stock Chart
From Mar 2024 to Apr 2024
Cipherloc (QB) (USOTC:CLOK)
Historical Stock Chart
From Apr 2023 to Apr 2024