Current Report Filing (8-k)
July 17 2018 - 5:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 17, 2018
CARA THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-36279
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75-3175693
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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4 Stamford Plaza
107 Elm Street, 9
th
Floor
Stamford, Connecticut
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06902
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (203)
406-3700
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2.):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 2.02
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Results of Operations and Financial Condition.
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On July 17, 2018, Cara Therapeutics, Inc. (the
Company) filed with the Securities and Exchange Commission (the SEC) a preliminary prospectus supplement pursuant to Rule 424(b) of the Securities Act of 1933, as amended (the Securities Act), in which the Company
disclosed that, as of June 30, 2018, it had approximately $132.0 million of cash, cash equivalents and marketable securities.
The information
in this Item 2.02 is being furnished and shall not be deemed filed for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in
this Item 2.02 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act, regardless of any general incorporation language.
On July 17, 2018, the Company issued a press release announcing that it had
commenced a public offering of its common stock. The press release is filed as Exhibit 99.1 to this Current Report on Form
8-K.
On July 17, 2018, the Company updated its corporate slide presentation that will be used by its representatives in connection with investor meetings and
presentations from time to time (the Corporate Presentation). The Corporate Presentation is filed as Exhibit 99.2 to this Current Report on Form
8-K.
The Corporate Presentation is current as of
July 17, 2018, and the Company disclaims any obligation to update the Corporate Presentation in the future except as required by law.
Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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CARA THERAPEUTICS, INC.
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By:
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/s/ Mani Mohindru, Ph.D.
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Mani Mohindru, Ph.D.
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Chief Financial Officer
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(Principal Financial and Accounting Officer)
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Date: July 17, 2018
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