Current Report Filing (8-k)
July 16 2018 - 08:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): July 13, 2018
INPIXON
(Exact
name of registrant as specified in its charter)
Nevada
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001-36404
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88-0434915
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(I.R.S. Employer
Identification No.)
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2479
E. Bayshore Road, Suite 195
Palo
Alto, CA
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94303
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(Address of principal
executive offices)
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(Zip Code)
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Registrant’s
telephone number, including area code:
(408) 702-2167
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under
any of the following provisions:
☐
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Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item
8.01 Other Information.
Inpixon (the “Company”)
is filing this Current Report on Form 8-K to provide an update on the capitalization of the Company. As of July 13, 2018, the
Company has 39,938,733 shares of common stock, par value $0.001 per share (the “Common Stock”), outstanding and 2,018.2933
shares of Series 4 Convertible Preferred Stock, par value $0.001 per share (the “Preferred Stock”) outstanding which
are convertible into an aggregate of approximately 11,345,100 shares of Common Stock at the Reset Conversion Price (as defined
in the Certificate of Designation of Preferences, Rights and Limitations of Series 4 Convertible Preferred Stock filed as Exhibit
3.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on April 24, 2018). The increase in the
total number of shares of Common Stock outstanding results from the issuance of Common Stock in connection with the conversion
of shares of Preferred Stock.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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INPIXON
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Date: July 16, 2018
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By:
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/s/
Nadir
Ali
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Name:
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Nadir Ali
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Title:
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Chief Executive Officer
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