Current Report Filing (8-k)
June 28 2018 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 27, 2018
INPIXON
(Exact
name of registrant as specified in its charter)
Nevada
|
|
001-36404
|
|
88-0434915
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
Identification No.)
|
2479
E. Bayshore Road, Suite 195
Palo
Alto, CA
|
|
94303
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(408) 702-2167
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under
any of the following provisions:
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
þ
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
þ
Item 8.01
Other Information.
Inpixon
(the “Company”) is filing this Current Report on Form 8-K to provide an update on the capitalization of the Company.
As of June 27, 2018, the Company has 34,245,967 shares of common stock, par value $0.001 per share (the “Common Stock”),
outstanding and 3,281.033290 shares of Series 4 Convertible Preferred Stock, par value $0.001 per share (the “Preferred
Stock”) outstanding which are convertible into an aggregate of approximately 18,443,133 shares of Common Stock at the Reset
Conversion Price (as defined in the Certificate of Designation of Preferences, Rights and Limitations of Series 4 Convertible
Preferred Stock filed as Exhibit 3.1 to the Company’s Form 8-k filed with the Securities and Exchange Commission on April
24, 2018). The increase in the total number of shares of Common Stock outstanding results from the issuance of Common Stock in
connection with the conversion of Preferred Stock.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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INPIXON
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|
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Date:
June 28, 2018
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By:
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/s/
Nadir Ali
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Name:
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Nadir Ali
|
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Title:
|
Chief Executive
Officer
|
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