Form 1-Z Issuer Information


FORM 1-Z

UNITED STATE
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 1-Z
EXIT REPORT UNDER REGULATION A

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1-Z: Filer Information

Issuer CIK
0001357231
Issuer CCC
XXXXXXXX
File Number
Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination?
o Yes x No
Successor File Number
Is this a LIVE or TEST Filing?
x LIVE o TEST
Is this an electronic copy of an official filing submitted in paper format?
o
Would you like a Return Copy?
o

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?
o

1-Z: PRELIMINARY INFORMATION

Exact name of issuer as specified in the issuer's charter
Solera National Bancorp, Inc.
Address of Principal Executive Offices
Address 1
319 South Sheridan Boulevard
Address 2
City
Lakewood
State/Country
COLORADO
Mailing Zip/ Postal Code
80226
Phone
303-209-8600
Commission File Number(s)
024-10756

1-Z: PART I Summary Information Regarding the Offering and Proceeds

Summary Information

Date of qualification of the offering statement
02-09-2018
Date of commencement of the offering
02-15-2018
Amount of securities qualified to be sold in the offering
1365656
Amount of securities sold in the offering
1332307
Price per security:
$ 7.2500
The portion of aggregate sales attributable to securities sold on behalf of the issuer
$ 9659225.75
The portion of aggregate sales attributable to securities sold on behalf of selling securityholders:
$ 0.00

Fees in connection with this offering and names of service providers.

Underwriters - Name of Service Provider
n/a
Underwriters - Fees
$ 0.00
Sales Commissions - Name of Service Provider
n/a
Sales Commissions - Fee
$ 0.00
Finders' Fees - Name of Service Provider
n/a
Finders' Fees - Fees
$ 0.00
Audit - Name of Service Provider
Eide Bailly LLP; Fortner, Bayens, Levkulich & Garrison, P.C.
Audit - Fees
$ 2750.00
Legal - Name of Service Provider
Shapiro Bieging Barber Otteson LLP; Merrill Corporation
Legal - Fees
$ 61078.00
Promoters - Name of Service Provider
n/a
Promoters - Fees
$ 0.00
Blue Sky Compliance - Name of Service Provider
Shapiro Bieging Barber Otteson LLP
Blue Sky Compliance - Fees
$ 26866.00
CRD Number of any broker or dealer listed
n/a
Net proceeds to the issuer
$ 9568531.75
Clarification of responses (if necessary):
n/a

1-Z: PART II Certification of Suspension of Duty to File Reports

Certification

Title of each class of securities covered by this Form
Common Stock
Commission File Number(s)
024-10756
Approximate number of holders of record as of the certification date
570

1-Z: Signature

Signature

Pursuant to the requirements of Regulation A,

Cik
0001357231
(Name of issuer as specified in charter)
Solera National Bancorp, Inc.

certifies that it meets all of the conditions for termination of Regulation A reporting specified in Rule 257(d) and that there are no classes of securities other than those that are the subject to this Form 1-Z regarding which the issuer has Regulation A reporting obligations.

(Name of issuer as specified in charter)
Solera National Bancorp, Inc.

Has caused this certification to be signed on its behalf by the undersigned duly authorized person.

By
/s/ Martin P. May
Date
06-26-2018
Title
CEO and President

Instructions: This Part II of Form 1-Z is required by Rule 257(d) of Regulation A. An officer of the issuer or any other duly authorized person may sign, and must do so by typed signature. The name and title of the person signing the form must be typed or printed under the signature. The signatory to the filing must also manually sign a signature page or other document authenticating, acknowledging or otherwise adopting his or her signature that appears in the filing. Such document must be executed before or at the time the filing is made and must be retained by the issuer for a period of five years. Upon request, the issuer must furnish to the Commission or its staff a copy of any or all documents retained pursuant to this instruction.

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