SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10­K/A

Amendment No. 1

 

[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended January 31, 2018

 

[   ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File No. 000­54865

 

DOCUMENT1.JPG  

 

APT SYSTEMS, INC.

(Exact name of issuer as specified in its charter)

 

Delaware

 

99­0370904

(State or other jurisdiction of incorporation)

 

(IRS Employer File Number)

 

 

 

505 Montgomery Street, 11 th Floor

San Francisco, CA

 

94111

(Address of principal executive offices)

 

(Zip Code)

 

(415) 200­1105

(Registrant’s telephone number, including area code)

 

Securities to be Registered Pursuant to Section 12(b) of the Act: None

 

Securities to be Registered Pursuant to Section 12(g) of the Act: Common Stock, $0.0001 per share par value

 

Indicate by check mark if registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [   ] No [X]

 

Indicate by check mark if registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes [   ] No [X]

 

Indicate by check mark whether the registrant (1) has filed all Reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [   ] No [   ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S­T (Section 232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files. Yes [X] No [   ]

 

Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S­K is contained in this form and no disclosure will be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K . [   ]

 

Indicate by check mark whether the registrant is a large accelerated filer, a Non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “small reporting company” in Rule 12b­2 of the Exchange Act.

 

Large accelerated filer

[   ]

Accelerated filer

[   ]

Non-accelerated filer

[   ]

Smaller reporting company

[X]

Emerging growth company

[X]

 

 


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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b­2 of the Exchange Act): Yes [   ] No [X]

 

State the aggregate market value of the voting and non­voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant’s most recently completed fiscal quarter. The aggregate market value of the voting stock held by non-affiliates computed by reference to the price at which the stock was sold was $ 2,246,291.81, based on prices of other such stock as the Registrant’s securities are currently quoted.

 

As of May 11, 2018, registrant had outstanding 317,724,086 shares of common stock.

 

Documents incorporated by reference: None.


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EXPLANATORY NOTE

 

The purpose of this Amendment No. 1 on Form 10-K/A to APT Systems, Inc.’s annual report on Form 10-K for the period ended January 31, 2018, filed with the Securities and Exchange Commission on May 11, 2018 (the “Form 10-K”), is solely to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S–T.

 

No other changes have been made to the Form 10-K.  This Amendment No. 1 speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10-K.


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PART IV

 

Item 15. Exhibits, Financial Statement Schedules.

 

The following financial information is filed as part of this report:

 

(a) (1) FINANCIAL STATEMENTS

 

(2) SCHEDULES

 

(3) EXHIBITS. The following exhibits required by Item 601 to be filed herewith are incorporated by reference to previously filed documents:

 

Exhibit

 

 

Number

 

Description

3.1*

 

Articles of Incorporation

3.2*

 

Bylaws

4.1*

 

APT Systems, Inc. 2012 Equity Incentive Plan

4.2**

 

19% Convertible Note dated January 8, 2014

31.1

 

Certification of Principal Executive Officer pursuant to Section 302

31.2

 

Certification of Principal Executive Officer pursuant to Section 906

32.1

 

Certification of Principal Executive Officer pursuant to Section 906

32.2

 

Certification of Principal Financial Officer pursuant to Section 906

101.INS XBRL

 

Instance Document

101.SCH XBRL

 

Taxonomy Schema

101.CAL XBRL

 

Taxonomy Calculation Linkbase

101.DEF XBRL

 

Taxonomy Definition Linkbase

101.LAB XBRL

 

Taxonomy Label Linkbase

101.PRE XBRL

 

Taxonomy Presentation Linkbase

 

In accordance with SEC Release 33­8238, Exhibits 32.1 and 32.2 are being furnished and not filed

 

*Previously filed with Form S­1 Registration Statement, on May 23, 2012

 

**Previously filed with the Annual Report on Form 10­K for the year ended January 31, 2014, on May 29, 2014

 

***Previously filed with the Annual Report on Form 10­K for the year ended January 31, 2018, on May 11, 2018


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SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

APT Systems, Inc.

 

By : /s/ Glenda Dowie

Glenda Dowie,

President and Chief Executive Officer

(Principal Executive Officer)

 

By: /s/ Carl Hussey

Carl Hussey,

Chief Financial Officer and Director

(Principal Financial and Accounting Officer)

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following person on behalf of the registrant and in the capacities and on the dates indicated.

 

/s/ Glenda Dowie

President, Chief Executive Officer and Director

May 16, 2018

Glenda Dowie

 

Title

Date

/s/ Joseph Gagnon

Secretary, Chief Technology Officer and Director

May 16, 2018

Joseph Gagnon

 

Title

Date

/s/ Carl Hussey

Treasurer, Chief Financial Officer and Director

May 16, 2018

Carl Hussey

Title

Date


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