Initial Statement of Beneficial Ownership (3)
May 15 2018 - 03:54PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Rezaei Jamshid
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2018
|
3. Issuer Name
and
Ticker or Trading Symbol
MITEL NETWORKS CORP [MITL]
|
(Last)
(First)
(Middle)
350 LEGGET DRIVE
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Chief Information Officer /
|
(Street)
KANATA, A6 K2K 2W7
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Shares
|
3061
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Options (Common Shares)
|
(1)
|
2/5/2021
|
Common Shares
|
10000
|
$8.79
|
D
|
|
Restricted Stock Units
|
(2)
|
(2)
|
Common Shares
|
1939
|
(2)
|
D
|
|
Options (Common Shares)
|
(3)
|
3/5/2022
|
Common Shares
|
8250
|
$9.70
|
D
|
|
Restricted Stock Units
|
(4)
|
(4)
|
Common Shares
|
6000
|
(4)
|
D
|
|
Restricted Stock Units
|
(5)
|
(5)
|
Common Shares
|
22500
|
(5)
|
D
|
|
Performance Share Units
|
(6)
|
2/28/2021
|
Common Shares
|
24450
|
(6)
|
D
|
|
Restricted Stock Units
|
(7)
|
(7)
|
Common Shares
|
24450
|
(7)
|
D
|
|
Explanation of Responses:
|
(1)
|
Represents 10,000 stock options to purchase common shares ("Common Shares") of Mitel Networks Corporation were granted on February 5, 2014. 10,000 options are vested.
|
(2)
|
Represents 1,939 Common Shares underlying 1,939 RSUs granted to Mr. Rezaei on March 5, 2015. These RSUs will vest on March 5, 2019.
|
(3)
|
Represents 8,250 stock options to purchase common shares ("Common Shares") of Mitel Networks Corporation were granted on March 5, 2015. 6,187 options are vested and the remaining options vest as follows: 516 on June 5, 2018; 515 on September 5, 2018; 516 on December 5, 2018; and 516 on March 5, 2019.
|
(4)
|
Represents 6,000 Common Shares underlying 6,000 RSUs granted to Mr. Rezaei on March 4, 2016. These RSUs will vest as follows: 3,000 will vest on March 4, 2019 and 3,000 will vest on March 4, 2020.
|
(5)
|
Represents 22,500 Common Shares underlying 22,500 RSUs granted to Mr. Rezaei on March 1, 2017. These RSUs will vest as follows: 7,500 will vest on March 1, 2019; 7,500 will vest on March 1, 2020 and 7,500 will vest on March 1, 2021.
|
(6)
|
Date exercisable for PSUs will vary for each vesting tranche based on achievement of share price performance milestones. The PSUs will expire three years from the date of grant.
|
(7)
|
Represents 24,450 Common Shares underlying 24,450 RSUs granted to Mr. Rezaei on February 28, 2018. These RSUs will vest quarterly on each anniversary date starting February 28, 2019.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Rezaei Jamshid
350 LEGGET DRIVE
KANATA, A6 K2K 2W7
|
|
|
Chief Information Officer
|
|
Signatures
|
/s/ Jamshid Rezaei
|
|
5/15/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Mitel Networks Corp. (delisted) (NASDAQ:MITL)
Historical Stock Chart
From Feb 2024 to Mar 2024
Mitel Networks Corp. (delisted) (NASDAQ:MITL)
Historical Stock Chart
From Mar 2023 to Mar 2024