Amended Current Report Filing (8-k/a)
April 05 2018 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________
FORM 8-K/A
(Amendment No. 2)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 12, 2018
Chicken Soup for the Soul Entertainment, Inc.
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(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-38125
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81- 2560811
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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132 E. Putnam Avenue, Floor 2W, Cos Cob, CT
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06807
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(855) 398-0443
N/A
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of Holdco under any of the following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
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Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
EXPLANATORY
NOTE
This Amendment No. 2 to the Current
Report on Form 8-K (this “
Amendment
”) is being filed by Chicken Soup for the Soul Entertainment, Inc., a Delaware
Corporation (the “
Company
”) for the purpose of amending Items 7.01 Regulation FD Disclosure and 9.01 Financial
Statements and Exhibits of that certain Current Report on Form 8-K originally filed by the Company with the U.S. Securities and
Exchange Commission (“
SEC
”) on March 12, 2018 (the “
Original Form 8-K
”) and the amendment
thereto filed by the Company with the SEC on March 28, 2018 (“
Amendment No. 1
”).
This Amendment is being filed to include
a revised version of the investor presentation that was attached as an exhibit to Amendment No. 1.
Any information required to be set
forth in the Original Form 8-K and Amendment No. 1 which is not being amended or supplemented pursuant to this Amendment is hereby
incorporated by reference. Except as set forth herein, no modifications have been made to the information contained in the Original
Form 8-K or Amendment No. 1 and the Company has not updated any information contained therein to reflect the events that have occurred
since the date of Amendment No. 1. Accordingly, this Amendment should be read in conjunction with the Original Form 8-K and Amendment
No. 1.
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ITEM 7.01.
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REGULATION FD DISCLOSURE.
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Attached as Exhibits 99.1 to this Current Report is an investor
presentation that the Company plans to use for public relations and other corporate purposes.
The information furnished under this Item 7.01, including the
exhibit related thereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, nor shall it be deemed incorporated by reference in any disclosure document of the Company, except as shall be expressly
set forth by specific reference in such document.
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ITEM 9.01.
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FINANCIAL STATEMENTS AND EXHIBITS.
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(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated:April 4, 2018
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CHICKEN SOUP FOR THE SOUL
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ENTERTAINMENT, INC.
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By:
/s/ William J. Rouhana, Jr.
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Name: William J. Rouhana, Jr.
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Title: Chief Executive Officer
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