Initial Statement of Beneficial Ownership (3)
March 26 2018 - 6:04PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Kelly Ann P
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/22/2018
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3. Issuer Name
and
Ticker or Trading Symbol
UGI CORP /PA/ [UGI]
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(Last)
(First)
(Middle)
460 NORTH GULPH ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP, CAO & Corporate Controller /
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(Street)
KING OF PRUSSIA, PA 19406
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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UGI Common Stock
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1697
(1)
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D
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UGI Common Stock
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1695
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I
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401(k) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Performance Units
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(2)
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12/31/2018
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UGI Common Stock
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1050
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$0.00
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D
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Performance Units
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(3)
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12/31/2018
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UGI Common Stock
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110
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$0.00
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D
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Performance Units
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(4)
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12/31/2019
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UGI Common Stock
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1000
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$0.00
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D
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Performance Units
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(5)
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12/31/2020
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UGI Common Stock
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950
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$0.00
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D
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Options (Right to Buy)
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(6)
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12/31/2024
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UGI Common Stock
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6000
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$37.98
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D
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Options (Right to Buy)
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(7)
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12/31/2025
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UGI Common Stock
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7500
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$33.76
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D
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Options (Right to Buy)
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(8)
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5/8/2026
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UGI Common Stock
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1200
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$41.27
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D
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Options (Right to Buy)
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(9)
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12/31/2026
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UGI Common Stock
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7000
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$46.08
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D
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Options (Right to Buy)
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(10)
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12/31/2027
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UGI Common Stock
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6500
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$46.95
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D
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Explanation of Responses:
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(1)
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Includes 103 shares acquired under the Issuer's dividend reinvestment plan.
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(2)
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Effective January 1, 2016, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met.
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(3)
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Effective May 9, 2016, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met.
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(4)
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Effective January 1, 2017, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met.
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(5)
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Effective January 1, 2018, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met.
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(6)
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These options were granted effective January 1, 2015 and became fully vested on January 1, 2018.
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(7)
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These options were granted effective January 1, 2016 and vest in three equal installments beginning on January 1, 2017.
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(8)
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These options were granted effective May 9, 2016 and vest in three equal installments beginning on May 9, 2017.
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(9)
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These options were granted effective January 1, 2017 and vest in three equal installments beginning on January 1, 2018.
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(10)
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These options were granted effective January 1, 2018 and vest in three equal installments beginning on January 1, 2019.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Kelly Ann P
460 NORTH GULPH ROAD
KING OF PRUSSIA, PA 19406
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VP, CAO & Corporate Controller
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Signatures
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/s/ Pamela A. Meredith, Attorney-in-Fact for Ann P. Kelly
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3/26/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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