Amended Current Report Filing (8-k/a)
March 14 2018 - 8:25AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
Amendment
No. 1
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
February 14, 2018
AURA
SYSTEMS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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0-17249
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95-4106894
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(State
or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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10541
Ashdale St.
Stanton,
CA 90680
(Address
of principal executive offices)
(310)
643-5300
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
☐
Emerging growth company
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.03
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Amendments
to Articles of Incorporation or Bylaws; Change in Fiscal Year
.
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On February 21, 2018, Aura Systems, Inc., a
Delaware corporation (the “
Company
”), filed a Current Report on Form 8-K (the “
Original Filing
”)
reporting the effectiveness of a reverse stock split of all of the outstanding shares of the Company’s common stock, par
value $0.0001 per share (the “
Common Stock
”), whereby each seven shares of Common Stock was combined and changed
into one share of Common Stock (the “
Reverse Stock Split
”). The Original Filing disclosed that, on February
14, 2018, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s
Amended and Restated Certificate of Incorporation (the “
Certificate of Amendment
”) to implement the Reverse
Stock Split. In the Original Filing, it was erroneously reported that the Company’s Amended and Restated Certificate of
Incorporation, as amended by the Certificate of Amendment, continues to authorize the Company to issue a maximum of 75 million
shares of Common Stock. In fact, the Company’s Amended and Restated Certificate of Incorporation, as amended by the Certificate
of Amendment, continues to authorize the Company to issue a maximum of 150 million shares of Common Stock. This Amendment corrects
the Original Filing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
March 14, 2018
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By:
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/s/
Melvin Gagerman
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Melvin
Gagerman
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Chief
Executive Officer
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2
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