Current Report Filing (8-k)
March 13 2018 - 08:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report: March 13, 2018
DELCATH
SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-16133
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06-1245881
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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1633 Broadway, Suite 22C, New York, New York 10019
(Address of principal executive offices, including zip code)
(212)
489-2100
(Registrants telephone number, including area code)
NONE
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01
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Regulation FD Disclosure
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Delcath Systems, Inc. (the Company) is furnishing this Current
Report on Form
8-K
in connection with the disclosure of information contained in an investor presentation (the Presentation) to be used by the Company at various meetings, including on
March 13, 2018 at 1:30 PM Pacific Time at the 30
th
Annual Roth Conference, being held at the Ritz Carlton Hotel, in Dana Point, California from March 11 14, 2018. This information
may be amended or updated at any time and from time to time through another Current Report on Form
8-K
or other means. A copy of the Presentation is furnished herewith as Exhibit 99.1 and is incorporated into
this Item 7.01 by reference.
The information furnished in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed to
be filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any registration
statement filed pursuant to the Securities Act of 1933, as amended, except as may be expressly set forth by specific reference in such filing.
The
Company expressly disclaims any obligation to update or revise any of the information contained in the Presentation.
The Presentation is available on the
Companys investor relations website located at delcath.com/investors, although the Company reserves the right to discontinue that availability at any time.
Item 8.01
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Other Information
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See Item 7.01 above.
Item 9.01
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Financial Statements and Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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DELCATH SYSTEMS, INC.
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Dated: March 13, 2018
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By:
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/s/ Jennifer K. Simpson, Ph.D.
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Name:
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Jennifer K. Simpson, Ph.D.
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Title:
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President and Chief Executive Officer
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