Statement of Ownership (sc 13g)
March 06 2018 - 06:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the Securities Exchange Act of
1934
Westmoreland
Coal Company
(Name of Issuer)
Common Stock, par value $0.01 per
share
(Title of Class of Securities)
960878106
(CUSIP Number)
February 20, 2018
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
a.
☐
Rule 13d-1(b)
b.
☒
Rule 13d-1(c)
c.
☐
Rule 13d-1(d)
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No.
960878106
1.
|
Names of Reporting
Persons.
I.R.S. Identification Nos. of
above persons (entities only)
Ana M. Clarke
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
|
(a) ☐
(b) ☐
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
United States
|
|
Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
|
5.
|
Sole Voting Power
1,000,000
|
|
6.
|
Shared Voting Power
0
|
|
7.
|
Sole Dispositive Power
1,000,000
|
|
8.
|
Shared Dispositive Power
0
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
1,000,000
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
|
☐
|
11.
|
Percent of Class Represented by Amount in Row (9)
5.3%
|
|
12.
|
Type of Reporting Person (See Instructions)
IN
|
|
Item 1.
(a) Name of Issuer
Westmoreland Coal Company
(the
“
Issuer
”)
(b) Address of Issuer’s Principal
Executive Offices
9540 South Maroon Circle, Suite 200
Englewood, Colorado
Item 2.
(a) Name of Person Filing
Ana M. Clarke ("
Mrs. Clarke
")
(b) Address of Principal Business Office or, if none,
Residence
192 Summerfield Ct.
Suite 203
Roanoke, VA 24019
(c) Citizenship
United States
(d) Title of Class of Securities
Common Stock, par value $0.01 per share, of the Issuer
(the “
Common Stock
”)
(e) CUSIP Number
960878106
Item 3. If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
(a) Amount beneficially owned:
1,000,000.
(b) Percent of class:
Based on the Issuer’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2017, filed with the Securities and Exchange Commission on October
31, 2017, in which the Issuer stated that the number of shares of Common Stock outstanding as of October 27, 2017 was 18,744,151
shares, Mrs. Clarke may be deemed to beneficially own 5.3% of the outstanding shares of Common Stock.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to
direct the vote:
1,000,000.
(ii) Shared power to vote or
to direct the vote:
0.
(iii) Sole power to dispose
or to direct the disposition of:
1,000,000.
(iv) Shared power to dispose
or to direct the disposition of:
0.
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
Not
applicable.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not
applicable.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
|
Not applicable.
|
Item 8.
|
Identification and Classification of Members of the Group
|
Not applicable.
|
Item 9.
|
Notice of Dissolution of Group
|
Not applicable.
Item 10. Certification
By signing below I certify that, to the
best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under §
240.14a-11
.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: March 5, 2018
|
/s/ Ana M. Clarke
|
|
Name: Ana M. Clarke
|
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