FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HUBER RICHARD L 		2. Issuer Name and Ticker or Trading Symbol

AquaBounty Technologies, Inc. [ AQB ] 		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

C/O AQUABOUNTY TECHNOLOGIES, INC., 2 MILL & MAIN PLACE, SUITE 395 		3. Date of Earliest Transaction (MM/DD/YYYY)

2/27/2018
(Street)

MAYNARD, MA 01754
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock                  21311   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock   $19.5   (1)                  6/27/2008   (2) 6/27/2017   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $9.9   (1)                  6/30/2009   (4) 6/30/2018   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $3.3   (1)                  7/1/2010   (5) 7/1/2019   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $9.6   (1)                  11/1/2011   (6) 11/1/2020   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $3.3   (1)                  7/1/2012   (7) 7/1/2021   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $3.6   (1)                  7/1/2013   (8) 7/1/2022   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $10.5   (1)                  7/1/2014   (9) 7/1/2023   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $10.8   (1)                  7/1/2015   (10) 7/1/2024   Common Stock   800.0   (3)   800   D    
Options to Purchase Common Stock   $5.7   (1)                  2/26/2016   (11) 2/26/2025   Common Stock   2500.0   (3)   2500   D    
Options to Purchase Common Stock   $9.6   (1)                  3/1/2017   (12) 3/1/2026   Common Stock   2500.0   (3)   2500   D    
Options to Purchase Common Stock   $14.2                    2/27/2020   (13) 4/21/2027   Common Stock   2500.0     2500   D    
Options to Purchase Common Stock   $2.5   2/27/2018     A      2500       2/27/2019   (14) 2/27/2028   Common Stock   2500.0   $0   2500   D    

Explanation of Responses:
(1)  Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
(2)  Options to purchase common stock were granted on 6/27/2007 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(3)  Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
(4)  Options to purchase common stock were granted on 6/30/2008 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(5)  Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(6)  Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(7)  Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(8)  Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(9)  Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(10)  Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(11)  Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(12)  Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
(13)  Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
(14)  Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
HUBER RICHARD L
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD, MA 01754 		X



Signatures
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact 3/1/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
AquaBounty Technologies (NASDAQ:AQB)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more AquaBounty Technologies Charts.
AquaBounty Technologies (NASDAQ:AQB)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more AquaBounty Technologies Charts.