Statement of Ownership (sc 13g)
February 14 2018 - 06:50AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
ALTAIR
ENGINEERING INC.
(Name of Issuer)
CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE
(Title of Class of Securities)
021369103
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule 13G is filed:
☐ Rule
13d-1(b)
☐ Rule
13d-1(c)
☒ Rule
13d-1(d)
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 021369103
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons
Robert Blake
Little
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Citizenship or Place of
Organization
Canada
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
(5)
|
|
Sole Voting Power:
1,477,531 *
|
|
(6)
|
|
Shared Voting Power:
0
|
|
(7)
|
|
Sole Dispositive Power:
1,477,531 *
|
|
(8)
|
|
Shared Dispositive Power:
0
|
(9)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,477,531*
|
(10)
|
|
Check if the Aggregate Amount in
Row (9) Excludes Certain Shares (See Instructions):
☐
|
(11)
|
|
Percent of Class Represented by
Amount in Row (9)
5.6%*
|
(12)
|
|
Type of Reporting Person
IN
|
*
|
Based on the information set forth in the Quarterly Report on Form
10-Q
of Altair Engineering, Inc. (the
Company
) filed with the Securities and Exchange
Commission on December 1, 2017, there were 26,394,996 shares of the Companys Class A common stock, $0.0001 par value per share (the
Common Stock
), outstanding as of November 27, 2017. As of December 31,
2017 (the
Event Date
), Robert Blake Little (the
Reporting Person)
may be deemed to beneficially own an aggregate of 1,477,531 shares of Common Stock of the Company. The number of shares of Common Stock reported
above includes (i) 1,475,108 shares of Common Stock held by the Reporting Person, and (ii) options to purchase 2,423 shares of Common Stock, which were exercisable upon or within sixty (60) days of the Event Date held by the Reporting
Person and excludes options to purchase 2,617 shares of Common Stock, which were not exercisable upon or within sixty (60) days of the Event Date. Thus, as of the Event Date, for purposes of Rule
13d-3
under the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to beneficially own 5.6% of the shares of Common Stock issued and outstanding.
|
Item 1(a).
|
Name Of Issuer:
|
Altair Engineering Inc. (the
Company
)
Item 1(b).
|
Address of Issuers Principal Executive Offices:
|
1820 E. Big Beaver Road
Troy, MI 48083
Item 2(a).
|
Name of Person Filing:
|
Robert Blake Little (the
Reporting Person
)
Item 2(b).
|
Address of Principal Business Office or, if None, Residence:
|
The address for the
Reporting Persons is:
c/o Altair Engineering Inc.
1820 E. Big Beaver Road
Troy, MI
48083
Mr. Little is a citizen of Canada.
Item 2(d).
|
Title of Class of Securities:
|
Class A common stock, $0.0001 par value per
share (the
Common Stock
)
021369103
Item 3.
|
If This Statement Is Filed Pursuant to
Section 240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the Person Filing is a:
|
Not Applicable.
As reported in the cover pages to this report, the ownership information
with respect to the ownership of the Common Stock shares of the Company by the persons filing this Statement is provided as of December 31, 2017:
|
|
|
|
|
(a)
|
|
Amount Beneficially Owned:
|
|
1,477,531*
|
|
|
|
(b)
|
|
Percent of Class:
|
|
5.6%*
|
|
|
|
(c)
|
|
Number of Shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
|
Sole power to vote or to direct the vote:
|
|
|
1,477,531
|
*
|
|
|
|
(ii)
|
|
Shared power to vote or to direct the vote
|
|
|
0
|
|
|
|
|
(iii)
|
|
Sole power to dispose or to direct the disposition of:
|
|
|
1,477,531
|
*
|
|
|
|
(iv)
|
|
Shared power to dispose or to direct the disposition of
|
|
|
0
|
|
*
|
Based on the information set forth in the Quarterly Report on Form
10-Q
of the Company filed with the Securities and Exchange Commission on December 1, 2017, there were
26,394,996 shares of the Companys Common Stock outstanding as of November 27, 2017. As of the Event Date, the Reporting Person may be deemed to beneficially own an aggregate of 1,477,531 shares of Common Stock of the Company. The number
of shares of Common Stock reported above includes (i) 1,475,108 shares of Common Stock held by the Reporting Person, and (ii) options to purchase 2,423 shares of Common Stock, which were exercisable upon or within sixty (60) days of the
Event Date held by the Reporting Person and excludes options to purchase 2,617 shares of Common Stock, which were not exercisable upon or within sixty (60) days of the Event Date. Thus, as of the Event Date, for purposes of Rule
13d-3
under the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to beneficially own 5.6% of the shares of Common Stock issued and outstanding.
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
Not Applicable.
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person
|
Not Applicable.
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
Not Applicable.
Item 8.
|
Identification and Classification of Members of the Group
|
Not Applicable.
Item 9.
|
Notice of Dissolution of Group
|
Not Applicable.
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
|
|
|
|
Dated: February 14, 2018
|
|
|
|
|
|
|
|
|
|
|
|
ROBERT BLAKE LITTLE
|
|
|
|
|
|
|
|
/s/ Raoul Maitra
|
|
|
|
|
Name: Raoul Maitra
Title:
Attorney-in-fact
for Robert Blake Little
|
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative.
If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representatives authority to sign on behalf of such person shall be
filed with the statement:
Provided, however
, That a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed
or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C.
1001)
Exhibit Index
|
|
|
Exhibit No.
|
|
Exhibit
|
|
|
99.1
|
|
Power of Attorney
|
Altair Engineering (NASDAQ:ALTR)
Historical Stock Chart
From Feb 2024 to Mar 2024
Altair Engineering (NASDAQ:ALTR)
Historical Stock Chart
From Mar 2023 to Mar 2024