FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Geoghegan David

2. Date of Event Requiring Statement (MM/DD/YYYY)
1/29/2018 

3. Issuer Name and Ticker or Trading Symbol

TREVENA INC [TRVN]

(Last)        (First)        (Middle)

C/O TREVENA, INC., 955 CHESTERBROOK BOULEVARD, SUITE 200

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Sr. VP, Operations /

(Street)

CHESTERBROOK, PA 19087       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)     (1) 9/30/2025   Common Stock   65000   $10.35   D    
Employee Stock Option (Right to Buy)     (2) 3/3/2026   Common Stock   35000   $8.82   D    
Employee Stock Option (Right to Buy)     (3) 1/6/2027   Common Stock   20000   $6.61   D    
Employee Stock Option (Right to Buy)     (4) 3/2/2027   Common Stock   48000   $4.13   D    
Employee Stock Option (Right to Buy)     (5) 4/17/2027   Common Stock   5000   $3.38   D    
Employee Stock Option (Right to Buy)     (6) 8/28/2027   Common Stock   35000   $2.37   D    

Explanation of Responses:
(1)  The option shall vest and become exercisable in 4 equal annual installments beginning on September 30, 2016, subject to the reporting person providing Continuous Service (as defined in the Trevena, Inc. 2013 Equity Incentive Plan, as amended (the "Plan")), as of each such vesting date.
(2)  The option shall vest and become exercisable in 4 equal annual installments beginning on March 3, 2017, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
(3)  The option shall vest and become exercisable in 4 equal annual installments beginning on January 6, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
(4)  The option shall vest and become exercisable in 4 equal annual installments beginning on March 2, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
(5)  The option shall vest and become exercisable in 4 equal annual installments beginning on April 17, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
(6)  The option shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the option on a quarterly basis (every three months) from August 28, 2017, subject to the reporting person's Continuous Service, as that term is defined in the Plan, as of each such vesting date.

Remarks:
Exhibit List - Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Geoghegan David
C/O TREVENA, INC.
955 CHESTERBROOK BOULEVARD, SUITE 200
CHESTERBROOK, PA 19087


Sr. VP, Operations

Signatures
/s/ John Limongelli, Attorney-in-Fact 2/8/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Trevena (NASDAQ:TRVN)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Trevena Charts.
Trevena (NASDAQ:TRVN)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Trevena Charts.