Initial Statement of Beneficial Ownership (3)
January 10 2018 - 6:02PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Weissman Kenneth Ian
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2. Date of Event Requiring Statement (MM/DD/YYYY)
12/31/2017
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3. Issuer Name
and
Ticker or Trading Symbol
IMAX CORP [IMAX]
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(Last)
(First)
(Middle)
902 BROADWAY, 20TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Sr VP & Corporate Secretary /
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(Street)
NEW YORK, NY 10010-6002
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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common shares (opening balance)
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3880
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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stock options (to buy) opening balance
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(2)
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3/8/2019
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common shares
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3300
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$25.82
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D
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stock options (to buy) opening balance
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(3)
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3/7/2020
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common shares
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2387
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$25.44
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D
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stock options (to buy) opening balance
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(4)
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3/7/2021
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common shares
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2595
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$27.82
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D
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stock options (to buy) opening balance
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(5)
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3/7/2022
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common shares
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3259
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$33.80
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D
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stock options (to buy) opening balance
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(6)
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3/7/2023
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common shares
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3501
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$31.85
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D
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stock options (to buy) opening balance
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(7)
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3/7/2024
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common shares
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3503
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$32.45
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D
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restricted share units opening balance
(8)
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(10)
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12/31/2018
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common shares
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1435
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$0.00
(9)
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D
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restricted share units opening balance
(8)
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(11)
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12/31/2019
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common shares
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2260
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$0.00
(9)
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D
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restricted share units opening balance
(8)
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(12)
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12/21/2022
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common shares
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2889
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$0.00
(9)
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D
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Explanation of Responses:
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(1)
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Mr. Weissman became an executive officer of IMAX Corporation on Dec 31, 2017
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(2)
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The stock options became exercisable in 2 installments: 1,500 on March 8, 2016 and 1,800 on March 8, 2017.
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(3)
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The stock options became exercisable in 2 installments: 1,085 on March 7, 2016 and 1,302 on March 7, 2017.
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(4)
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The stock options became exercisable in 3 installments: 448 on March 7, 2015; 810 on each of March 7, 2016 and March 7, 2017 and 975 become available on March 7, 2018.
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(5)
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The stock options became execisable in 2 installment: 651 on March 7, 2016 and 814 on March 7, 2017 and become exercisable in 2 installments: 814 on March 7, 2018 and 980 on March 7, 2019.
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(6)
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The stock options became exercisable in 1 installment: 702 on March 7, 2017 and become exercisable in 3 installments: 875 on each of March 7, 2018 and March 7, 2019 and 1,049 on March 7, 2020.
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(7)
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The stock options become exercisable in 4 installments: 701 on March 7, 2018, 876 on each of March 7, 2019 and March 7, 2020 and 1,050 on March 7, 2021.
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(8)
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Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
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(9)
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Each restricted share unit is the economic equivalent of one common share of IMAX Corporation
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(10)
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The restricted share units vest and will be converted in 2 installments: 652 on March 7, 2018 and 783 on Dec 1, 2018.
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(11)
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The restricted share units vest and will be converted in 3 installments: 706 on each of March 7, 2018 and March 7, 2019 and 848 on Dec 1, 2019.
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(12)
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The restricted share units vest and will be converted in 4 installments: 578 on March 7, 2018; 722 on each of March 7, 2019 and March 7, 2020 and 867 on Dec 1, 2020.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Weissman Kenneth Ian
902 BROADWAY
20TH FLOOR
NEW YORK, NY 10010-6002
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Sr VP & Corporate Secretary
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Signatures
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Kenneth Weissman
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1/10/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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