FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LAMB JAMES R
2. Issuer Name and Ticker or Trading Symbol

PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

500 HILLS DRIVE, SUITE 300, PO BOX 700
3. Date of Earliest Transaction (MM/DD/YYYY)

12/11/2017
(Street)

BEDMINSTER, NJ 07921
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   12/11/2017     M    310   A $23.40   21766   D  
 
Common Stock   12/11/2017     S    310   D $34.2501   21456   D  
 
Common Stock                  1684   I   Spouse  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy)   $23.40   12/11/2017     M         310      (1) 1/2/2018   Common Stock   1310     (6) 1000   D  
 
Stock Option (right to buy)   $13.43                      (2) 1/4/2020   Common Stock   5000     5000   D  
 
Stock Option (right to buy)   $13.53                      (3) 1/3/2021   Common Stock   2500     2500   D  
 
Stock Option (right to buy)   $10.72                      (4) 1/3/2022   Common Stock   2500     2500   D  
 
Stock Option (right to buy)   $14.68                      (5) 1/2/2023   Common Stock   2500     2500   D  
 

Explanation of Responses:
(1)  The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
(2)  The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
(3)  The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
(4)  The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
(5)  The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
(6)  Option grant has no purchase or sale price.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
LAMB JAMES R
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER, NJ 07921
X



Signatures
James R. Lamb 12/11/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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