Statement of Changes in Beneficial Ownership (4)
December 11 2017 - 12:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ASKREN STANLEY A
|
2. Issuer Name
and
Ticker or Trading Symbol
HNI CORP
[
HNI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman, President & CEO
|
(Last)
(First)
(Middle)
600 EAST SECOND STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/7/2017
|
(Street)
MUSCATINE, IA 52761
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
12/7/2017
|
|
M
|
|
4762
|
A
|
$10.36
|
218163.2604
|
D
|
|
Common Stock
|
12/7/2017
|
|
S
(1)
(2)
|
|
3058
|
D
|
$33.65
|
215105.2604
|
D
|
|
Common Stock
|
12/8/2017
|
|
M
|
|
4762
|
A
|
$10.36
|
219867.2604
|
D
|
|
Common Stock
|
12/8/2017
|
|
S
(1)
(2)
|
|
3054
|
D
|
$33.237
(3)
|
216813.2604
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
10063.71
|
I
|
Profit Sharing Retirement Plan
|
Common Stock
|
|
|
|
|
|
|
|
657
|
I
|
By Son
(4)
|
Common Stock
|
|
|
|
|
|
|
|
657
|
I
|
By Son
(4)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-qualifying employee stock option (right to buy)
|
$10.36
|
12/7/2017
|
|
M
|
|
|
4762
|
2/23/2013
|
2/23/2019
|
Common Stock
|
4762.0
|
$0
|
19042
|
D
|
|
Non-qualifying employee stock option (right to buy)
|
$10.36
|
12/8/2017
|
|
M
|
|
|
4762
|
2/23/2013
|
2/23/2019
|
Common Stock
|
4762.0
|
$0
|
14280
|
D
|
|
Explanation of Responses:
|
(1)
|
The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
|
(2)
|
Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
|
(3)
|
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.14 - $33.33, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
|
(4)
|
Reporting person disclaims beneficial ownership of these shares.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ASKREN STANLEY A
600 EAST SECOND STREET
MUSCATINE, IA 52761
|
X
|
|
Chairman, President & CEO
|
|
Signatures
|
/s/Julie Abramowski,
By Power of Attorney
|
|
12/11/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
HNI (NYSE:HNI)
Historical Stock Chart
From Mar 2024 to Apr 2024
HNI (NYSE:HNI)
Historical Stock Chart
From Apr 2023 to Apr 2024