FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

AALAEI FARAJ
2. Issuer Name and Ticker or Trading Symbol

AQUANTIA CORP [ AQ ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President and CEO
(Last)          (First)          (Middle)

C/O AQUANTIA CORP.,, 105 EAST TASMAN DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/7/2017
(Street)

SAN JOSE, CA 95134
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/7/2017     C    17413   A   (1) 17413   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Common Stock                  638460   I   By: Farajollah Aalaei Living Trust dated January 14, 2000  
Common Stock                  663461   I   By: Lindenwood Trust dated 8/13/2014  
Common Stock                  5000   I   By: Cyrus Akbarpour, as Custodian for Dena Aalaei  
Common Stock                  5000   I   By: Dariush Aalaei  
Common Stock                  5000   I   By: Ali A. Aalaei  
Common Stock                  50000   I   By: Dena Aalaei 2007 Irrevocable Trust  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock     (1) 11/7/2017     C         33666      (1)   (1) Common Stock   3366   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Series B Preferred Stock     (1) 11/7/2017     C         14596      (1)   (1) Common Stock   1459   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Series D Preferred Stock     (1) 11/7/2017     C         84747      (1)   (1) Common Stock   8474   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Series E Preferred Stock     (1) 11/7/2017     C         24294      (1)   (1) Common Stock   2429   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Series F Preferred Stock     (1) 11/7/2017     C         10359      (1)   (1) Common Stock   1035   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  
Series G Preferred Stock     (1) 11/7/2017     C         6503      (1)   (1) Common Stock   650   $0.00   0   I   By: Farajollah Aalaei 2000 Irrevocable Trust  

Explanation of Responses:
(1)  The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
AALAEI FARAJ
C/O AQUANTIA CORP.,
105 EAST TASMAN DRIVE
SAN JOSE, CA 95134
X
President and CEO

Signatures
/s/ Alison Haggerty, Attorney-in-Fact 11/8/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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