Securities Registration (ads, Immediate) (f-6ef)
November 09 2017 - 1:30PM
Edgar (US Regulatory)
As filed with the U.S. Securities
and Exchange Commission on November 9, 2017
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933
For Depositary Shares Evidenced by American
Depositary Receipts
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Xinyuan
Real Estate Co., Ltd.
(Exact name of issuer of deposited securities
as specified in its charter)
n/a
(Translation of issuer's name into English)
The Cayman Islands
(Jurisdiction of incorporation or organization
of issuer)
JPMORGAN CHASE BANK, N.A.
(Exact name of depositary as specified
in its charter)
4 New York Plaza, Floor 12, New York,
NY, 10004
Telephone (800) 990-1135
(Address, including zip code, and telephone
number, including area code, of depositary's principal executive offices)
____________________
Law Debenture Corporate Services Inc.
2
nd
Avenue, Suite 403
New York, NY 10017
(212) 750-6474
(Address, including zip code, and telephone
number, including area code, of agent for service)
Copy to:
JPMorgan Chase Bank, N.A.
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4 New York Plaza, Floor 12
New York, New York 10004
(800) 990-1135
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It is proposed that this filing become
effective under Rule 466
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immediately upon filing
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on (Date) at (Time)
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If a separate registration statement has
been filed to register the deposited shares, check the following box.
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CALCULATION OF REGISTRATION FEE
Title of each class of
Securities to be registered
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Amount
to be registered
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Proposed maximum aggregate price per unit
(1)
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Proposed maximum
aggregate offering price
(2)
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Amount of
registration fee
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American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing two common shares of Xinyuan Real Estate Co., Ltd.
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50,000,000
American Depositary Shares
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$0.05
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$2,500,000
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$311.25
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(1)
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Each unit represents one American Depositary Share.
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(2)
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Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k),
such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of
American Depositary Receipts evidencing American Depositary Shares.
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Pursuant to Rule 429, the Prospectus contained herein also relates
to American Depositary Shares registered under Form F-6 Registration Statement No. 333-147530.
PART I
INFORMATION REQUIRED IN PROSPECTUS
The Prospectus
consists of the proposed form of American Depositary Receipt ("ADR" or "American Depositary Receipt") included
as Exhibit A to the Amendment No. 1 to Deposit Agreement filed as Exhibit (a)(2) to this Registration Statement, which is incorporated
herein by reference.
Item 1. DESCRIPTION OF SECURITIES
TO BE REGISTERED
CROSS REFERENCE SHEET
Item Number and Caption
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Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
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(1)
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Name
and address of Depositary
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Introductory paragraph and bottom of face of American Depositary Receipt
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(2)
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Title
of American Depositary Receipts and identity of deposited securities
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Face of American Depositary Receipt, top center
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Terms of Deposit:
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(i)
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Amount of deposited securities represented by one unit of American Depositary Shares
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Face of American Depositary Receipt, upper right corner
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(ii)
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Procedure for voting, if any, the deposited securities
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Paragraph (12)
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(iii)
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Collection and distribution of dividends
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Paragraphs (4), (5), (7) and (10)
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(iv)
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Transmission of notices, reports and proxy soliciting material
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Paragraphs (3), (8) and (12)
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(v)
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Sale or exercise of rights
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Paragraphs (4), (5) and (10)
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(vi)
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Deposit or sale of securities resulting from dividends, splits or plans of reorganization
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Paragraphs (4), (5), (10) and (13)
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(vii)
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Amendment, extension or termination of the Deposit Agreement
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Paragraphs (16) and (17)
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(viii)
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Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs
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Paragraph (3)
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(ix)
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Restrictions upon the right to transfer or withdraw the underlying securities
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Paragraphs (2), (3), (4) and (5)
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(x)
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Limitation
upon the liability of the Depositary
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Paragraph (14)
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(3)
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Fees
and Charges
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Paragraph (7)
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Item 2. AVAILABLE INFORMATION
Item Number and Caption
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Location in Form of American Depositary
Receipt
Filed Herewith as Prospectus
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(b)
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Statement that Xinyuan Real Estate Co., Ltd. is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with the Commission, and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Commission in Washington, D.C.
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Paragraph (8)
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
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(a)(1)
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Form of Deposit Agreement
. Form of Deposit Agreement dated as of ,
2007 among Xinyuan Real Estate Co., Ltd., JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and all holders
from time to time of ADRs issued thereunder (the "Deposit Agreement"). Previously filed as Exhibit (a) to Registration
Statement No. 333-147530 and incorporated herein by reference.
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(a)(2)
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Form of Amendment to Deposit Agreement
, including the form of ADR.
Filed herewith as Exhibit (a)(2).
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(b)
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Any other agreement to which the Depositary is a party relating to the
issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby
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Not Applicable.
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(c)
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Every material contract relating to the deposited securities between the
Depositary and the issuer of the deposited securities in effect at any time within the last three years
. Not Applicable.
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(d)
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Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary,
as to the legality of the securities being registered
. Filed herewith as Exhibit (d).
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(e)
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Certification under Rule 466.
Filed herewith as Exhibit (e).
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(f)
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Powers of Attorney for certain officers and directors and the authorized
representative of the Company. Set forth on the signature pages hereto.
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Item 4. UNDERTAKINGS
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(a)
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The Depositary hereby undertakes to make available at the principal office
of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications
received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited
securities, and (2) made generally available to the holders of the underlying securities by the issuer.
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(b)
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If the amounts of fees charged are not disclosed in the prospectus, the Depositary
undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged
and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify
each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule.
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SIGNATURE
Pursuant to the
requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created by the
Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are
met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in
The City of New York, State of New York, on November 9, 2017.
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Legal
entity created by the Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares
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By:
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JPMORGAN CHASE BANK, N.A., as Depositary
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By:
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/s/ Gregory A. Levendis
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Name:
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Gregory A. Levendis
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Title:
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Executive Director
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SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, as amended, Xinyuan Real Estate Co., Ltd. certifies that it has reasonable grounds
to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6
to be signed on its behalf by the undersigned in the People's Republic of China, thereunto duly authorized, on November 9, 2017.
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Xinyuan Real Estate Co., Ltd.
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By:
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/s/ Lizhou Zhang
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Name: Lizhou Zhang
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Title: Chief Executive Officer
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KNOW ALL
PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Lizhou Zhang and Yong Cui, and
each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution,
for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective
amendments) to this Registration Statement and any and all related registration statements pursuant to Rule 462(b) of the Securities
Act of 1933, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities
and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute
or substitutes, may lawfully do or cause to be done by virtue hereof.
Under the
requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons on
November 9, 2017 in the capacities indicated.
Name
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Title
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/s/ Yong Zhang
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Chairman
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Yong Zhang
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/s/ Lizhou Zhang
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Chief Executive Officer and Director
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Lizhou Zhang
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/s/ Yong Cui
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President and Director
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Yong Cui
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/s/ Yuan (Helen)
Zhang
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Chief Financial Officer
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Yuan (Helen) Zhang
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Director
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Yuyan Yang
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/s/ Yumin Liang
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Director
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Yumin Liang
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/s/ Wells Tian
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Director
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Wells Tian
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/s/ Thomas Gurnee
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Director
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Thomas Gurnee
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/s/ Steve Sun
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Director
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Steve Sun
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/s/ Huai Chen
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Director
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Huai Chen
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/s/ Yifan (Frank)
Li
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Director
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Yifan (Frank) Li
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SIGNATURE OF AUTHORIZED REPRESENTATIVE
OF THE REGISTRANT
Under the Securities Act of 1933, as amended,
the undersigned, the duly authorized representative in the United States of Xinyuan Real Estate Co., Ltd., has signed this Registration
Statement in Newark, Delaware, on November 9, 2017.
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Authorized U.S. Representative
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By:
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/s/ Donald J. Puglisi
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Name:
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Donald J. Puglisi
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Title:
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Managing Director
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INDEX TO EXHIBITS
Exhibit
Number
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(a)(2)
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Form of Amendment to Deposit Agreement.
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(d)
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Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered.
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(e)
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Rule 466 Certification
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