Current Report Filing (8-k)
November 09 2017 - 6:11AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 9, 2017
Commission File Number: 0-29923
CUI Global, Inc.
(Exact Name of registrant as specified in
Its Charter)
Colorado
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84-1463284
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(State or jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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20050 SW 112th
Avenue, Tualatin, Oregon
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97062
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(Address of Principal
Executive Offices)
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(Zip Code)
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(503) 612-2300
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a- 12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.1 4d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02. Results of Operations and Financial Condition.
On November 9, 2017, CUI Global, Inc. (the
“Company”) issued a press release announcing the Company’s financial results for the quarter ended September
30, 2017. The press release is being furnished with this report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference. This
report (including the exhibit) shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, nor shall it be incorporated by reference in any filing made by the Registrant pursuant to the Securities
Act of 1933, as amended, other than to the extent that such filing incorporates by reference any or all of such information by
express reference thereto.
The press release is available at the Company’s website,
www.CUIGlobal.com.
Section 9 – Financial Statement
and Exhibits
Item 9.01 Financial Statement and
Exhibits.
Exhibit No.
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Description of Exhibit
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Signed and submitted this 9
th
day
of November 2017.
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CUI Global,
Inc.
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By:
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/s/ William J. Clough
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William J. Clough
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President/CEO
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