Statement of Changes in Beneficial Ownership (4)
November 07 2017 - 5:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kingsley Lawrence D
|
2. Issuer Name
and
Ticker or Trading Symbol
POLARIS INDUSTRIES INC/MN
[
PII
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
2100 HIGHWAY 55
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/25/2016
|
(Street)
MEDINA, MN 55340
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
7/25/2016
|
|
P
|
|
63
|
A
|
$96.95
|
12102.44
(1)
|
D
|
|
Common Stock
|
8/25/2016
|
|
P
|
|
39
|
A
|
$91.285
|
12141.44
(1)
|
D
|
|
Common Stock
|
11/21/2016
|
|
S
|
|
102
|
D
|
$84.86
|
12039.44
(1)
|
D
|
|
Common Stock
|
12/22/2016
|
|
P
(2)
|
|
150
|
A
|
$79.449
|
12189.44
(1)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.
|
(2)
|
The reporting person's purchase of Polaris common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 102 shares, with the reporting person's sale of shares of Polaris common stock at a price of $84.86 per share on November 21, 2016. The reporting person has paid the Company $551.92, representing the full amount of the profit realized in connection with the short-swing transaction.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Kingsley Lawrence D
2100 HIGHWAY 55
MEDINA, MN 55340
|
X
|
|
|
|
Signatures
|
Jennifer Carbert, Attorney-in-Fact
|
|
11/7/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Polaris (NYSE:PII)
Historical Stock Chart
From Mar 2024 to Apr 2024
Polaris (NYSE:PII)
Historical Stock Chart
From Apr 2023 to Apr 2024