Current Report Filing (8-k)
November 06 2017 - 4:46PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 6, 2017
AMERICAN
STATES WATER COMPANY
(Exact name of registrant as
specified in its charter)
California
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001-14431
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95-4676679
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification
No.)
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630 East Foothill Blvd.
San Dimas, California
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91773
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(Address of principal executive
offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (909) 394-3600
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (
see
General Instruction A.2 below):
⃞
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company
⃞
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
⃞
Section 2-Financial Information
Item 2.02
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Results of Operations and Financial Condition
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On November 6, 2017, American States Water Company released earnings for
the third quarter ended September 30, 2017. A copy of the Company’s
press release is attached hereto as Exhibit 99.1.
This Form 8-K and the attached exhibits are furnished to, but not filed
with, the Securities and Exchange Commission.
Section 9-Financial Statements and Exhibits
Item 9.01.
Financial
Statements and Exhibits
The following exhibit is furnished hereunder:
Exhibit 99.1 Press Release dated November 6, 2017
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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AMERICAN STATES WATER COMPANY
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November 6, 2017
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/s/ Eva G. Tang
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Eva G. Tang
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Senior Vice President-Finance, Chief Financial
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Officer, Corporate Secretary and Treasurer
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