SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
November 01, 2017
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
Date:
November 01, 2017
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Exhibit
No. 1
2
October 2017
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 29 September 2017, Barclays PLC's issued share
capital consists of 17,043,014,844 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (17,043,014,844) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 4755
|
Exhibit
No. 2
2
October 2017
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays PLC (the
"Company") announces the following transactions by persons
discharging managerial responsibility ("PDMRs") in ordinary shares
of the Company with a nominal value of 25 pence each ("Shares") of
which it was notified on 29 September:
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individuals below. The Shares delivered are
in respect of :
1.
the quarterly payment of the Share element of the individual's
fixed remuneration for the three month period to 30 September 2017.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each year);
and
2.
the release of Shares subject to an award made under Schedule 1 to
the Barclays Group Share Value Plan.
The
number of Shares received by PDMRs and the transaction price of
those Shares are as follows:
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
152,994
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
107,421
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
143,229
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
123,697
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
74,869
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
29,296
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
253,906
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
91,145
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
123,697
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
109,090
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-09-29
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 3
6 October 2017
Barclays PLC -Block Listing
Barclays PLC (the 'Company') announces that an application has been
made to the UK Listing Authority and the London Stock Exchange for
the block listing of 45,000,000 Ordinary shares of 25 pence each in
the capital of the Company (the 'Shares') to trade on the London
Stock Exchange and to be admitted to the Official
List.
The Shares will be issued and allotted under the following share
schemes: Barclays Group Share Incentive Plan (10,000,000) and
Barclays Group SAYE Share Option Scheme (35,000,000).
When issued, the Shares will rank equally with the existing issued
Shares of the Company.
Admission is expected to be effective on 9 October
2017.
Exhibit
No. 4
Publication of Final Terms
The
following final terms (the "
Final
Terms
") are available for viewing:
Final Terms in relation to Barclays PLC's issue of
£1,000,000,000 2.375 per cent. Reset Notes due 2023 under the
Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt
Issuance Programme.
Please
read the disclaimer below "
Disclaimer - Intended Addressees
"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/9652S_-2017-10-6.pdf
A copy
of the Final Terms has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the
following before continuing
: The following applies to the
Final Terms available by clicking on the link above, and you are
therefore advised to read this carefully before reading, accessing
or making any other use of the Final Terms. In accessing the Final
Terms, you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
The
Final Terms referred to above must be read in conjunction with the
base prospectus dated 28 February 2017, the base prospectus
supplement dated 4 May 2017 and the base prospectus supplement
dated 31 July 2017, relating to the above programme (the
"
Prospectus
"), which
together constitute a base prospectus for the purposes of the
Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "
SECURITIES ACT
"). ANY
FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN
WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE
MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE
LAWS OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE
TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE
WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES
ACT.
Please
note that the information contained in the Final Terms and the
Prospectus referred to above may be addressed to and/or targeted at
persons who are residents of particular countries (specified in the
Final Terms and/or the Prospectus) only and is not intended for use
and should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Final Terms and/or the
Prospectus is not addressed.
Prior
to relying on the information contained in the Final Terms and/or
Prospectus you must ascertain from the Final Terms and Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your Representation
: In order to be eligible
to view the Final Terms or make an investment decision with respect
to any Notes issued or to be issued pursuant to the Final Terms,
you must be a person other than a U.S. person (within the meaning
of Regulation S under the Securities Act). By accessing the Final
Terms, you shall be deemed to have represented that you are not a
U.S. person, and that you consent to delivery of the Final Terms
via electronic publication.
You are
reminded that the Final Terms has been made available to you on the
basis that you are a person into whose possession the Final Terms
may be lawfully delivered in accordance with the laws of the
jurisdiction in which you are located and you may not, nor are you
authorised to, deliver the Final Terms to any other
person.
The
Final Terms does not constitute, and may not be used in connection
with, an offer or solicitation in any place where offers or
solicitations are not permitted by law. If a jurisdiction requires
that the offering be made by a licensed broker or dealer and the
underwriters or any affiliate of the underwriters is a licensed
broker or dealer in that jurisdiction, the offering shall be deemed
to be made by the underwriters or such affiliate on behalf of the
issuer in such jurisdiction. Under no circumstances shall the Final
Terms constitute an offer to sell, or the solicitation of an offer
to buy, nor shall there be any sale of any Notes issued or to be
issued pursuant to the Final Terms, in any jurisdiction in which
such offer, solicitation or sale would be unlawful.
The
Final Terms has been made available to you in an electronic form.
You are reminded that documents transmitted via this medium may be
altered or changed during the process of electronic transmission
and consequently none of the issuer, its advisers nor any person
who controls any of them nor any director, officer, employee nor
agent of it or affiliate of any such person accepts any liability
or responsibility whatsoever in respect of any difference between
the Final Terms made available to you in electronic format and the
hard copy version available to you on request from the
issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 5
NOTICE TO COVERED BONDHOLDERS
BARCLAYS BANK PLC
1 Churchill Place
London E14 5HP
(the
"
Issuer
")
(incorporated
with limited liability in England and Wales with registered number
1026167)
€35 billion Global Covered Bond Programme
unconditionally and irrevocably guaranteed as to payments of
interest and principal by BARCLAYS COVERED BONDS LLP
(the
"RCB
Programme
")
£3,054,000,000 Covered Bond Issuance
unconditionally and irrevocably guaranteed as to payments
by
BARCLAYS COVERED BOND FUNDING LLP
(the
"LACB
Programme"
)
NOTICE OF
PROPOSED CHANGES
TO THE RCB PROGRAMME AND LACB PROGRAMME
to the holders of the outstanding Covered Bonds issued pursuant to
the RCB Programme and the LACB Programme (together, the "Covered
Bonds")
1.
PROPOSED CHANGES TO THE STRUCTURE
OF THE BARCLAYS GROUP DUE TO RING-FENCING
1.1
The "Ring-fencing" of day-to-day banking services is one of the
reforms brought in by the UK government, aiming to strengthen the
UK financial system, following the financial crisis that began in
2008.
1.2
Barclays intends to satisfy this requirement by setting up a
ring-fenced bank, Barclays Bank UK PLC, which will be separate from
Barclays Bank PLC. The two entities will operate alongside, but
independently from, one another as part of the Barclays Group under
Barclays PLC.
2.
PROPOSED SUBSTITUTION OF BARCLAYS
BANK PLC AS ISSUER OF THE COVERED BONDS
2.1
In order to effect ring-fencing, Barclays intends to transfer
businesses from Barclays Bank PLC and certain of its subsidiaries
to Barclays Bank UK PLC, which are materially those businesses that
currently comprise the Barclays UK division (including the related
mortgage business). This transfer will include the transfer of all
of the Issuer's obligations in respect of the Covered Bonds then
outstanding with the effect that Barclays Bank PLC will be
substituted with Barclays Bank UK PLC as Issuer of the Covered
Bonds.
3.
PROPOSED SUBSTITUTION OF BARCLAYS
BANK PLC AS A TRANSACTION COUNTERPARTY
3.1
Save as set out in paragraph 3.2 below, it is intended that
Barclays Bank PLC will be substituted by Barclays Bank UK PLC as a
transaction counterparty in the roles currently undertaken by
Barclays Bank PLC (including but not limited to seller,
administrator, cash manager and swap provider) relating to the RCB
Programme and LACB Programme.
3.2
Barclays Bank PLC's roles as N Covered Bond Paying Agent, N
Covered Bond Transfer Agent and N Covered Bond Registrar (the
"
N Bond Roles
") in relation
to the RCB Programme will not be transferred to Barclays Bank UK
PLC. Instead, the N Bond Roles will be transferred to a suitable
third party service provider. Holders of Covered Bonds issued
pursuant to the RCB Programme will be notified when this change has
been agreed with the Bond Trustee on the RCB
Programme.
4.
HOW WILL THESE CHANGES BE
EFFECTED?
4.1
Holders of Covered Bonds do not need to take any action for the
changes described above to take place. Barclays is seeking
approval from the Prudential Regulation Authority and the High
Court of England and Wales (the
"Court"
) to complete the restructuring,
outlined above, using a legal process called a Ring-Fencing
Transfer Scheme (the
"Scheme"
) under Part VII of the
Financial Services and Markets Act 2000. A hearing is
scheduled in November 2017 for the Court to initiate the process to
consider and approve the Scheme. Subject to approval, Barclays
expects to implement the restructuring and fully establish the
ring-fenced bank in April 2018, ahead of the 1 January 2019
legislative deadline for implementation of
ring-fencing.
5.
WAYS TO MAKE SURE YOUR VIEWS ARE
CONSIDERED AT COURT
5.1
For further details, including key Court dates and guidance on how
to participate in the process, please refer to our website
home.Barclays/ring-fencing-explained.
6.
FURTHER
INFORMATION
For
further information regarding the matters set out in this notice,
please contact:
Barclays
Treasury
1
Churchill Place
London
E14 5HP
Dated:
27 October 2017
This
notice does not constitute or form part of any offer to sell or the
solicitation of an offer to subscribe for or otherwise acquire any
securities.
Information regarding forward-looking statements
This
notice contains certain forward-looking statements with respect to
the Issuer. These forward-looking statements can be identified by
the fact that they do not relate only to historical or current
facts. Forward-looking statements sometimes use words such as
"may", "will", "expect", "intend", "plan" or other words of similar
meaning.
By
their nature, forward-looking statements involve risk and
uncertainty because they relate to future events and
circumstances.
Subject
to the Issuer's obligations under the applicable laws and
regulations of the UK in relation to disclosure and ongoing
information, the Issuer undertakes no obligation to update publicly
or revise any forward looking statements, whether as a result of
new information, future events or otherwise.
Exhibit
No. 6
Publication of Base Prospectus Supplement
The
following base prospectus supplement has been approved by the UK
Listing Authority and is available for viewing:
Base
Prospectus Supplement No. 3 dated 27 October 2017 to the Base
Prospectus dated 28 February 2017 for the Barclays PLC and Barclays
Bank PLC £60,000,000,000 Debt Issuance Programme
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/8767U_1-2017-10-27.pdf
A copy
of the above document has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT:
You must read the following before continuing:
The following applies to the Base Prospectus Supplement available
by clicking on the link above, and you are therefore advised to
read this carefully before reading, accessing or making any other
use of the Base Prospectus Supplement. In accessing the Base
Prospectus Supplement, you agree to be bound by the following terms
and conditions, including any modifications to them, any time you
receive any information from us as a result of such
access.
THE
BASE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED
OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY
MANNER WHATSOEVER. THE BASE PROSPECTUS SUPPLEMENT MAY ONLY BE
DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S.
PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE
U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "
SECURITIES ACT
") OR WITHIN THE UNITED
STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A
UNDER THE SECURITIES ACT ("
RULE
144A
"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
BASE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED.
FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE
SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE BASE PROSPECTUS
RELATING TO THE BARCLAYS PLC AND BARCLAYS BANK PLC
£60,000,000,000 DEBT ISSUANCE PROGRAMME (THE "
BASE PROSPECTUS
") AND THE BASE
PROSPECTUS SUPPLEMENT HAVE NOT BEEN, AND WILL NOT BE, REGISTERED
UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE
UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE BASE PROSPECTUS AND THE BASE PROSPECTUS
SUPPLEMENT MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE
TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE
SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED
INSTITUTIONAL BUYERS (EACH A "
QIB
") WITHIN THE MEANING OF RULE 144A OR
(2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S.
PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S
UNDER THE SECURITIES ACT.
Please
note that the information contained in the Base Prospectus
Supplement may be addressed to and/or targeted at persons who are
residents of particular countries (specified in the Base
Prospectus) only and is not intended for use and should not be
relied upon by any person outside these countries and/or to whom
the offer contained in the Base Prospectus is not addressed. Prior
to relying on the information contained in the Base Prospectus and
the Base Prospectus Supplement you must ascertain from the Base
Prospectus whether or not you are part of the intended addressees
of the information contained therein.
Confirmation of your Representation:
In order to be eligible
to view the Base Prospectus Supplement or make an investment
decision with respect to any Notes issued or to be issued pursuant
to the Base Prospectus and the Base Prospectus Supplement, you must
be (i) a person other than a U.S. person (within the meaning of
Regulation S under the Securities Act); or (ii) a QIB that is
acquiring the securities for its own account or for the account of
another QIB. By accessing the Base Prospectus Supplement, you shall
be deemed to have represented that you and any customers you
represent are not a U.S. person (as defined in Regulation S to the
Securities Act) or that you are a QIB, and that you consent to
delivery of the Base Prospectus Supplement and any supplements
thereto via electronic publication.
You are
reminded that the Base Prospectus Supplement has been made
available to you on the basis that you are a person into whose
possession the Base Prospectus Supplement may be lawfully delivered
in accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Base Prospectus Supplement to any other person.
The
Base Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuers in such jurisdiction. Under no circumstances
shall the Base Prospectus Supplement constitute an offer to sell,
or the solicitation of an offer to buy, nor shall there be any sale
of any Notes issued or to be issued pursuant to the Base Prospectus
and the Base Prospectus Supplement, in any jurisdiction in which
such offer, solicitation or sale would be unlawful.
The
Base Prospectus Supplement has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuers, their
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Base Prospectus Supplement made
available to you in electronic format and the hard copy version
available to you on request from the issuers.
Exhibit
No. 7
27
October 2017
NOTIFICATION
OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Sir Ian
Cheshire
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Purchase
of Shares
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares purchased
|
£1.83401
|
30,000
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-10-27
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 8
31 October 2017
Barclays PLC
Company Secretary Change
Barclays
PLC ("Barclays") announces that Stephen Shapiro has been appointed
as Company Secretary for the Group, taking up his role with the
Board on 1 November 2017.
Stephen
has considerable experience in corporate governance, including 14
years as Deputy and then Group Company Secretary at SABMiller plc,
where he was also Deputy General Counsel. He had previously
practiced law for over a decade both in South Africa and
subsequently in the UK.
The
Board would like to thank Lawrence Dickinson, who has acted as
interim Company Secretary since August, and who will retire from
Barclays at the end of 2017 following 38 years of service,
including over 14 years as Company Secretary.
ENDS
For further information, please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
|
|
About Barclays
Barclays is a transatlantic consumer and wholesale bank offering
products and services across personal, corporate and investment
banking, credit cards and wealth management, with a strong presence
in our two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately
80,000 people. Barclays
moves, lends,
invests and protects money for customers and clients
worldwide.