Current Report Filing (8-k)
October 25 2017 - 5:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 25, 2017
CATHAY
GENERAL BANCORP
(Exact name of registrant as specified in its charter)
Delaware
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001-31830
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95-4274680
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer Identification No.)
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777 North Broadway, Los Angeles, California
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90012
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (213) 625-4700
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act
of 1934.
Emerging growth company
o
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
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Item 2.02
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Results of Operations and Financial Condition.
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On October 25, 2017, Cathay General Bancorp
announced, in a press release, its financial results for the quarter ended September 30, 2017. That press release is attached hereto
as Exhibit 99.1.
The foregoing information and the attached
exhibit are intended to be furnished only and shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference
into any filing under the Securities Act of 1933.
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Item 7.01
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Regulation FD Disclosure.
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On October 25, 2017, Cathay General Bancorp
(the “Company”) posted on its website
www.cathaygeneralbancorp.com
a summary of the results of the annual stress
test that it conducted for the Company and its subsidiary, Cathay Bank, as required by the Dodd Frank Wall Street Reform and Consumer
Protection Act. That summary is attached hereto as Exhibit 99.2.
The foregoing information and the attached
exhibit are intended to be furnished only and shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference
into any filing under the Securities Act of 1933.
The information on, or that can be accessed
through, the Company’s website is not part of this report. This report will not be deemed an admission as to the materiality
of any information in the report that is required to be disclosed solely by Regulation FD.
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Item 9.01
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: October 25, 2017
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CATHAY GENERAL BANCORP
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By:
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/s/ Heng W. Chen
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Heng W. Chen
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Executive Vice President and
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Chief Financial Officer
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