Current Report Filing (8-k)
October 25 2017 - 6:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
October 25, 2017
SAVARA INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-32157
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84-1318182
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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900 South Capital of Texas Highway, Las Cimas IV, Suite 150
Austin, TX
(Address of
principal executive offices, including zip code)
(512)
961-1891
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§ 240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On October 24, 2017, Savara Inc. (the Company) filed a
preliminary prospectus supplement pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended, related to a proposed offering of common stock and
pre-funded
warrants to purchase common stock (the
Offering). In connection with the Offering, the Company suspended, and during the duration of the Offering, the Company is no longer offering, any securities pursuant to the prospectus supplement filed with the Securities and
Exchange Commission on May 1, 2017 relating to the offer and sale of shares of the Companys common stock pursuant to the Common Stock Sales Agreement dated April 28, 2017 with H.C. Wainwright & Co., LLC, as sales agent.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Date: October 25, 2017
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SAVARA INC.
a Delaware
corporation
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By:
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/s/ Dave Lowrance
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Dave Lowrance
Chief Financial
Officer
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