Current Report Filing (8-k)
October 12 2017 - 5:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 10, 2017
POLARITYTE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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000-51128
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06-1529524
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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615
Arapeen Drive
Salt
Lake City, UT 84108
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code:
(732) 225-8910
Please
send copies of all communications to:
Harvey
J. Kesner, Esq.
Sichenzia
Ross Ference Kesner LLP
1185
Avenue of the Americas, 37
th
Floor
New
York, New York 10036
Telephone:
(212) 930-9700
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07. Submission of Matters to a Vote of Security Holders.
On
October 10, 2017 (the “Record Date”), the holders of a majority of PolarityTE, Inc.’s (the “Company”)
outstanding voting capital as of the Record Date approved, by written consent pursuant to Section 228 of the Delaware General
Corporation Law and the Company’s bylaws, the following action (the “Action”):
“To
approve the issuance of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”)
issuable upon the conversion or dilution of the Company’s Series F Convertible Preferred Stock and exercise or dilution
of those certain warrants to purchase shares of the Company’s Common Stock, each of which were issued by the Company in
a private placement on September 20, 2017, as required by and in order to satisfy the requirements of The Nasdaq Capital Market,
including without limitation, Nasdaq Marketplace Rule 5635(d).”
Specifically,
holders of 64.06% of the Company’s voting capital approved the Action.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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POLARITYTE,
INC.
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Dated:
October 12, 2017
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/s/
John Stetson
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John
Stetson
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Chief
Financial Officer
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