Amended Current Report Filing (8-k/a)
October 06 2017 - 5:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 3)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June
26, 2017
Akoustis
Technologies, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-38029
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33-1229046
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(State or Other Jurisdiction
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(Commission File
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(I.R.S. Employer
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of Incorporation)
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Number)
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Identification Number)
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9805 Northcross Center Court, Suite H
Huntersville, NC 28078
(Address of principal executive offices,
including zip code)
704-997-5735
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(
see
General Instruction A.2. below):
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¨
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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þ
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Explanatory
Note
Akoustis
Technologies, Inc. (the “Company”) is filing this Amendment No. 3 to the Current Report on Form 8-K filed on June
30, 2017 (as amended by Amendment No. 1 and Amendment No. 2, filed on September 11, 2017 and September 12, 2017,
respectively, the “Prior Report”) solely to include the consent of our auditor as Exhibit 23.1 and to correct
certain immaterial calculation errors in the Company’s unaudited pro forma consolidated statements of operations for the nine
months ended March 31, 2017, contained in Exhibit 99.3.
No other changes have been made to the Prior Report. This Amendment
speaks as of September 12, 2017, does not reflect events that may have occurred subsequent to September 12, 2017, and does not
modify or update in any way other disclosures made in the Prior Report.
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Item 2.01
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Completion of Acquisition or Disposition of Assets.
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On
June 30, 2017, Akoustis Technologies, Inc. (the “Company”) filed the Prior Report with the Securities and Exchange
Commission (“SEC”) to report that on June 26, 2017, pursuant to a previously announced Definitive Asset Purchase Agreement
and Definitive Real Property Purchase Agreement with The Research Foundation for the State University of New York (“RF-SUNY”)
and Fuller Road Management Corporation, an affiliate of RF-SUNY, respectively, the Company completed the acquisition of certain
specified assets, including STC-MEMS, a semiconductor wafer-manufacturing operation and microelectromechanical systems business
with associated wafer-manufacturing tools, as well as the real estate and improvements associated with the facility located in
Canandaigua, New York, which is used in the operation of STC-MEMS (the assets and real estate improvements referred to together
herein as the “Acquired Business”). This amendment to the Prior Report is being filed to provide the consent of the
Company’s auditor.
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Item 9.01
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Financial Statements and Exhibits.
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(d)
Exhibits:
*Previously
filed
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AKOUSTIS TECHNOLOGIES, INC.
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By:
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/s/ Jeffrey B. Shealy
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Name: Jeffrey B. Shealy
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Title: Chief Executive Officer
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Date: October 6, 2017
EXHIBIT INDEX
*Previously
filed
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