Current Report Filing (8-k)
October 05 2017 - 9:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
Current
Report Pursuant
to
Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported) October 4,
2017
ZOOM TELEPHONICS, INC.
(Exact
Name Of Registrant As Specified In Its Charter)
Delaware
(State
or Other Jurisdiction of Incorporation)
000-53722
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04-2621506
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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99 High
Street, Boston, MA
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02110
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(617) 423-1072
(Registrant’s
Telephone Number, Including Area Code)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2.
below):
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial
Condition
On
October 4, 2017, Zoom Telephonics, Inc. (the “Company”)
issued a press release announcing its expectation on revenue for
the third quarter ended September 30, 2017. A copy of the press
release is attached hereto as Exhibit 99.1 and is incorporated
herein in its entirety by reference.
Limitation on Incorporation
by Reference.
The information
furnished in this Item 2.02 shall not be deemed "filed" for
purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that
section, nor shall such information be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, except as shall be expressly set forth by specific
reference in such a filing.
Cautionary Note Regarding
Forward-Looking Statements.
Except
for historical information contained in the press release attached
as an exhibit hereto, the press release contains forward-looking
statements which involve certain risks and uncertainties that could
cause actual results to differ materially from those expressed or
implied by these statements. Please refer to the cautionary note in
the press release regarding these forward-looking
statements.
Item
9.01 Financial Statements and
Exhibits
(d)
Exhibits
Exhibit
Number
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Exhibit
Description
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Press
release dated October 4, 2017 of Zoom Telephonics, Inc. announcing
its expectation on revenue for the third quarter ended September
30, 2017.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
October 5, 2017
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ZOOM
TELEPHONICS, INC.
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By:
/s/ Frank
Manning
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Frank
Manning
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President
and Chief Executive Officer and Acting Chief Financial
Officer
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EXHIBIT INDEX
Exhibit
Number
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Exhibit
Description
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Press
release dated October 4, 2017 of Zoom Telephonics, Inc. announcing
its expectation on revenue for the third quarter ended September
30, 2017.
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