Report of Foreign Issuer (6-k)
October 02 2017 - 6:08AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
September 30,
2017
Commission File Number
001-31335
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AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F
X
Form
40-F ___
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Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
____
Note:
Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security
holders.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note:
Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant
foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated,
domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on
which the registrant's securities are traded, as long as the report or other document is not a press release, is not required
to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been
the subject of a Form 6-K submission or other Commission filing on EDGAR.
Indicate by check mark whether
by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ___ No
X
If “Yes” is marked,
indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX
TO EXHIBITS
Item
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1.
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Taiwan
Stock Exchange filing entitled, “Disposition of certain intangible assets”
dated September 30, 2017.
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Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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AU Optronics Corp.
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Date:
September 30, 2017
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By:
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/s/
Benjamin Tseng
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Name:
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Benjamin Tseng
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Title:
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Chief Financial Officer
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Item 1
AU
Optronics Corp.
September
30, 2017
English
Language Summary
Subject:
Disposition of certain intangible assets
Regulation:
Published pursuant to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of Events: 2017/09/30
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1.
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Name
and nature of the subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend
yield):Patents
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2.
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Date
of occurrence of the event:2017/09/24
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3.
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Volume,
unit price, and total monetary amount of the transaction:
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unit
price, total transaction price:USD10,000 thousand/set and USD10,000 thousand totally.
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4.
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Counterpart
to the trade and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual
related party of the Company, the name of the trading counterpart is not required to be disclosed):An offshore company.
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5.
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Where
the counterpart to the trade is an actual related party, a public announcement shall also be made of the reason for choosing the
related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the
trading counterpart), price of transfer, and date of acquisition:N/A
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6.
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Where
a person who owned the property within the past five years has been an actual related person of the company, a public announcement
shall also include the dates and prices of acquisition and disposal by the related person and the person’s relationship
to the company at those times:N/A
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7.
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Matters
related to the creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights;
if the creditor's rights are creditor's rights toward a related person, the name of the related person and the book amount of
the creditor's rights toward such related person currently being disposed of must also be announced):N/A
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8.
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Anticipated
profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status
or recognition shall be stated and explained): Recognized gain:USD10,000 thousand
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9.
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Terms
of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important
stipulations: In accordance with the agreement
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10.
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The
manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
With reference to the market price and negotiated by the parties.
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11.
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Current
cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade)
and status of any restriction of rights (e.g.pledges):N/A
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12.
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Current
ratio of long or short term securities investment (including the current trade) to the total assets and shareholder's equity as
shown in the most recent financial statement and the operating capital as shown in the most recent financial statement: N/A
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13.
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Broker
and broker's fee:N/A
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14.
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Concrete
purpose or use of the acquisition or disposal: Optimizing patent assets
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15.
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Net
worth per share of the underlying securities acquired or disposed of:N/A
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16.
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Do
the directors have any objection to the present transaction?:N/A
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17.
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Has
the CPA issued an opinion on the unreasonableness of the price of the current transaction?:N/A
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18.
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Any
other matters that need to be specified:No
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