Current Report Filing (8-k)
August 18 2017 - 1:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported)
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August 17, 2017
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PEAPACK-GLADSTONE
FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in
Charter)
New Jersey
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001-16197
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22-3537895
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(State or Other Jurisdiction
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(Commission
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(I.R.S. Employer
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of Incorporation)
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File Number)
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Identification No.)
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500 Hills Drive, Suite 300, Bedminster, New Jersey
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07921
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code
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(908) 234-0700
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Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (
see
General Instruction A.2. below):
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company
☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers
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(d) On August
17, 2017, Carmen M. Bowser was appointed to the Board of Directors of Peapack-Gladstone Financial Corporation and Peapack-Gladstone
Bank, effective September 28, 2017. Ms. Bowser will serve on the Risk and Nominating Committees.
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Item 9.01.
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Financial Statements and Exhibits.
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Exhibit No.
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Title
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99.1
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Press release dated August 18, 2017
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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PEAPACK-GLADSTONE FINANCIAL CORPORATION
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Dated: August 18, 2017
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By:
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/s/Jeffrey J. Carfora
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Name:
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Jeffrey J. Carfora
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Title:
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Senior Executive Vice President and
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Chief Financial Officer
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Exhibit Index
Exhibit No.
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Title
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99.1
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Press release dated August 18, 2017
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