ADVFN PLC Holding(s) in Company
June 28 2017 - 7:53AM
InvestorsHub NewsWire
TIDMAFN
RNS Number : 4501J
ADVFN PLC
28 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------
1. Identity of the issuer or ADVFN PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------- --------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------
An acquisition or disposal of voting rights Yes
----------------------------- --------------
An acquisition or disposal of qualifying financial No
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------- --------------
An acquisition or disposal of instruments with No
similar economic effect to qualifying financial
instruments
----------------------------- --------------
An event changing the breakdown of voting rights No
----------------------------- --------------
Other (please N/A
specify):
---------------------------- --------------
3. Full name of person(s) River and Mercantile Asset
subject to the Management LLP
notification obligation:
(iii)
----------------------------- --------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------- --------------
5. Date of the transaction 27(th) June 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------- --------------
6. Date on which issuer 28(th) June 2017
notified:
----------------------------- --------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
----------------------------- --------------
8. Notified details:
-----------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------- ---------------- -----------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------- -------- -------- ------- ------------- -------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------- ------ ------ ------- ------ ------ ------ ------
GB00BPT24C10 1,271,452 1,271,452 1,322,113 1,322,113 5.1597%
-------- -------- ------- ------ ------ ------ ------
B: Qualifying Financial Instruments
-----------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------- ------- ---------------- -------------- -----------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------- ------- ------- -------- -------------- ------------
Nominal Delta
-------- ------- ------- -------- -------------- ------ -----
Total (A+B+C)
-----------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------- ----------------------------------
1,322,113 5.1597%
------------------------- ----------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------
Proxy Voting:
--------------------------------
10. Name of the proxy holder: River and Mercantile
Asset Management LLP
-------------------- ------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------- ------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
-------------------- ------------
13. Additional information:
-------------------- ------------
14. Contact name: Aida Boufatis
Compliance Department
-------------------- ------------
15. Contact telephone number: +44 (0) 20 7601 6262
-------------------- ------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLFPMBTMBATBMR
(END) Dow Jones Newswires
June 28, 2017 07:53 ET (11:53 GMT)