Statement of Changes in Beneficial Ownership (4)
June 16 2017 - 03:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ellins Craig
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2. Issuer Name
and
Ticker or Trading Symbol
GB SCIENCES INC
[
GBLX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Innovation Officer
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(Last)
(First)
(Middle)
3035 EAST PATRICK LANE, SUITE 9
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2017
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(Street)
LAS VEGAS, NV 89120
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/2/2017
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S
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74207
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D
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$0.3482
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2845793
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D
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Common Stock
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3/3/2017
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S
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25793
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D
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$0.3483
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2820000
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D
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Common Stock
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3/7/2017
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S
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35000
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D
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$0.3577
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2785000
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D
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Common Stock
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3/8/2017
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S
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65000
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D
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$0.3477
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2720000
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D
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Common Stock
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3/9/2017
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S
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100000
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D
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$0.3292
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2620000
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D
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Common Stock
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3/10/2017
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S
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25000
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D
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$0.328
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2595000
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D
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Common Stock
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3/13/2017
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S
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30000
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D
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$0.3277
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2565000
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D
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Common Stock
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3/14/2017
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S
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25000
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D
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$0.3283
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2540000
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D
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Common Stock
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3/15/2017
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S
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50000
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D
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$0.3247
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2490000
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D
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Common Stock
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3/16/2017
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S
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50000
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D
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$0.3291
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2440000
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D
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Common Stock
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3/20/2017
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S
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11810
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D
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$0.3247
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2428190
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D
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Common Stock
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3/21/2017
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S
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16630
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D
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$0.3131
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2411560
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D
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Common Stock
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3/27/2017
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S
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10800
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D
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$0.304
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2400760
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D
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Common Stock
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3/28/2017
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S
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12200
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D
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$0.3114
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2388560
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D
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Common Stock
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3/29/2017
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S
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21500
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D
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$0.3304
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2367060
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D
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Common Stock
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3/30/2017
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S
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15313
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D
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$0.3201
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2351747
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D
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Common Stock
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4/3/2017
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S
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27544
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D
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$0.3365
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2324203
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D
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Common Stock
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4/4/2017
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S
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20000
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D
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$0.3344
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2304203
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D
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Common Stock
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4/5/2017
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S
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34633
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D
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$0.3162
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2269570
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D
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Common Stock
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4/6/2017
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S
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8742
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D
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$0.3053
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2260828
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D
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Common Stock
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4/7/2017
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S
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10000
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D
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$0.2971
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2250828
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D
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Common Stock
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4/10/2017
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S
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32100
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D
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$0.3082
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2218728
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D
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Common Stock
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4/11/2017
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S
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32100
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D
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$0.2928
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2186628
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D
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Common Stock
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4/17/2017
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S
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16068
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D
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$0.3095
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2170560
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D
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Common Stock
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4/18/2017
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S
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16068
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D
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$0.294
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2154492
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D
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Common Stock
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4/24/2017
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S
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7214
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D
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$0.3012
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2147278
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ellins Craig
3035 EAST PATRICK LANE
SUITE 9
LAS VEGAS, NV 89120
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X
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Chief Innovation Officer
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Signatures
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/s/ Craig Ellins
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6/16/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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