Current Report Filing (8-k)
January 08 2016 - 4:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (date of earliest event reported): January 6, 2016
WINDSTREAM
TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
Wyoming |
|
000-54360 |
|
98-0178621 |
(State
or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
819
Buckeye Street, North Vernon, Indiana 47265
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (812) 953-1481
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
3.02 Unregistered Sales of Equity Securities.
Effective
January 6, 2016, WindStream Technologies, Inc. (the “Company”) issued 142,200,000 shares of common stock to an accredited
investor upon conversion of $7,394.40 in principal of an outstanding senior secured convertible debenture at a conversion price
of $0.000052 per share.
The
above issuance was made in reliance on an exemption from registration set forth in Section 4(a)(2) of the Securities Act of 1933,
as amended, and/or Regulation D promulgated thereunder.
Effective
January 6, 2016, after the issuances described above, the Company had 2,993,183,362 shares of common stock issued and outstanding.
SIGNATURE
Pursuant
to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
|
WINDSTREAM
TECHNOLOGIES, INC. |
Date:
January 8, 2016 |
By: |
/s/
WILLIAM K. THORPE |
|
|
William
K. Thorpe |
|
|
Chief
Financial Officer |