TIDMLSE
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree LONDON STOCK EXCHANGE GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the LONDON STOCK EXCHANGE GROUP PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 08 October 2019
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures HONG KONG EXCHANGES & CLEARING LTD
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 6 79/86 p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,009,386 0.86% 1,646,118 0.47%
(2) Cash-settled derivatives:
308,736 0.09% 2,035,445 0.58%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,318,122 0.95% 3,681,563 1.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
6 79/86 p Purchase 693,059 71.2600 GBP 69.56 GBP
ordinary
6 79/86 p Sale 251,414 71.2600 GBP 69.6848 GBP
ordinary
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
6 79/86 p ordinary CFD Long 4 69.9950 GBP
6 79/86 p ordinary SWAP Long 43 71.0600 GBP
6 79/86 p ordinary SWAP Long 75 71.0840 GBP
6 79/86 p ordinary SWAP Long 326 70.5710 GBP
6 79/86 p ordinary CFD Long 334 69.7767 GBP
6 79/86 p ordinary SWAP Long 585 71.3200 GBP
6 79/86 p ordinary SWAP Long 866 70.0436 GBP
6 79/86 p ordinary SWAP Long 983 69.5500 GBP
6 79/86 p ordinary CFD Long 999 69.7918 GBP
6 79/86 p ordinary CFD Long 1,258 70.2343 GBP
6 79/86 p ordinary SWAP Long 1,630 70.8548 GBP
6 79/86 p ordinary SWAP Long 1,877 70.0586 GBP
6 79/86 p ordinary SWAP Long 3,256 70.7137 GBP
6 79/86 p ordinary CFD Long 3,616 70.9465 GBP
6 79/86 p ordinary SWAP Long 3,821 70.7527 GBP
6 79/86 p ordinary SWAP Long 3,954 70.7530 GBP
6 79/86 p ordinary SWAP Long 4,041 70.5200 GBP
6 79/86 p ordinary CFD Long 4,299 70.8535 GBP
6 79/86 p ordinary SWAP Long 4,597 71.0800 GBP
6 79/86 p ordinary CFD Long 5,398 69.9675 GBP
6 79/86 p ordinary CFD Long 5,864 69.9593 GBP
6 79/86 p ordinary CFD Long 6,657 70.8558 GBP
6 79/86 p ordinary SWAP Long 8,721 70.4413 GBP
6 79/86 p ordinary SWAP Long 15,883 70.6192 GBP
6 79/86 p ordinary SWAP Long 18,371 71.1400 GBP
6 79/86 p ordinary SWAP Long 31,753 70.6664 GBP
6 79/86 p ordinary CFD Long 36,205 69.9951 GBP
6 79/86 p ordinary SWAP Long 38,865 70.6228 GBP
6 79/86 p ordinary SWAP Short 3 70.9600 GBP
6 79/86 p ordinary SWAP Short 4 70.8050 GBP
6 79/86 p ordinary SWAP Short 5 70.7963 GBP
6 79/86 p ordinary SWAP Short 7 70.0140 GBP
6 79/86 p ordinary SWAP Short 8 69.9119 GBP
6 79/86 p ordinary SWAP Short 8 70.1375 GBP
6 79/86 p ordinary CFD Short 8 71.0425 GBP
6 79/86 p ordinary SWAP Short 10 70.8600 GBP
6 79/86 p ordinary SWAP Short 10 71.1426 GBP
6 79/86 p ordinary SWAP Short 11 70.2722 GBP
6 79/86 p ordinary SWAP Short 11 70.8300 GBP
6 79/86 p ordinary SWAP Short 12 70.2271 GBP
6 79/86 p ordinary SWAP Short 12 70.8026 GBP
6 79/86 p ordinary SWAP Short 13 70.9916 GBP
6 79/86 p ordinary SWAP Short 14 69.9202 GBP
6 79/86 p ordinary SWAP Short 14 70.6461 GBP
6 79/86 p ordinary CFD Short 17 70.2358 GBP
6 79/86 p ordinary SWAP Short 17 70.3752 GBP
6 79/86 p ordinary SWAP Short 21 69.9895 GBP
6 79/86 p ordinary CFD Short 25 70.6276 GBP
6 79/86 p ordinary SWAP Short 25 71.1347 GBP
6 79/86 p ordinary SWAP Short 35 71.0649 GBP
6 79/86 p ordinary SWAP Short 37 70.0937 GBP
6 79/86 p ordinary SWAP Short 38 70.7244 GBP
6 79/86 p ordinary SWAP Short 40 69.9509 GBP
6 79/86 p ordinary SWAP Short 41 69.9740 GBP
6 79/86 p ordinary SWAP Short 49 69.9980 GBP
6 79/86 p ordinary SWAP Short 49 70.0028 GBP
6 79/86 p ordinary SWAP Short 49 70.4426 GBP
6 79/86 p ordinary SWAP Short 50 69.7881 GBP
6 79/86 p ordinary SWAP Short 56 71.0115 GBP
6 79/86 p ordinary SWAP Short 59 70.0022 GBP
6 79/86 p ordinary SWAP Short 63 70.1546 GBP
6 79/86 p ordinary SWAP Short 64 70.2536 GBP
6 79/86 p ordinary SWAP Short 106 70.6463 GBP
6 79/86 p ordinary SWAP Short 107 71.0661 GBP
6 79/86 p ordinary SWAP Short 118 70.7325 GBP
6 79/86 p ordinary SWAP Short 129 70.3463 GBP
6 79/86 p ordinary SWAP Short 138 70.3997 GBP
6 79/86 p ordinary CFD Short 148 70.6277 GBP
6 79/86 p ordinary SWAP Short 161 70.2849 GBP
6 79/86 p ordinary SWAP Short 168 71.0129 GBP
6 79/86 p ordinary SWAP Short 215 70.4592 GBP
6 79/86 p ordinary SWAP Short 225 70.3941 GBP
6 79/86 p ordinary SWAP Short 241 69.9065 GBP
6 79/86 p ordinary CFD Short 250 71.0864 GBP
6 79/86 p ordinary SWAP Short 294 70.9244 GBP
6 79/86 p ordinary SWAP Short 311 70.3900 GBP
6 79/86 p ordinary SWAP Short 326 69.9747 GBP
6 79/86 p ordinary SWAP Short 585 71.3200 GBP
6 79/86 p ordinary SWAP Short 642 70.9550 GBP
6 79/86 p ordinary SWAP Short 682 70.5523 GBP
6 79/86 p ordinary SWAP Short 686 71.0341 GBP
6 79/86 p ordinary SWAP Short 701 70.3589 GBP
6 79/86 p ordinary SWAP Short 873 69.5600 GBP
6 79/86 p ordinary SWAP Short 873 70.9229 GBP
6 79/86 p ordinary SWAP Short 983 69.5500 GBP
6 79/86 p ordinary CFD Short 999 70.2663 GBP
6 79/86 p ordinary SWAP Short 1,256 69.9865 GBP
6 79/86 p ordinary SWAP Short 1,353 69.9066 GBP
6 79/86 p ordinary SWAP Short 1,402 70.7162 GBP
6 79/86 p ordinary SWAP Short 1,588 70.3937 GBP
6 79/86 p ordinary SWAP Short 2,023 71.0350 GBP
6 79/86 p ordinary SWAP Short 2,543 70.9205 GBP
6 79/86 p ordinary SWAP Short 3,962 70.4558 GBP
6 79/86 p ordinary SWAP Short 4,041 70.5200 GBP
6 79/86 p ordinary SWAP Short 4,597 71.0800 GBP
6 79/86 p ordinary SWAP Short 4,853 70.3594 GBP
6 79/86 p ordinary CFD Short 4,948 70.2946 GBP
6 79/86 p ordinary SWAP Short 5,400 70.8489 GBP
6 79/86 p ordinary SWAP Short 11,869 70.2031 GBP
6 79/86 p ordinary SWAP Short 14,413 70.2000 GBP
6 79/86 p ordinary SWAP Short 14,413 70.2000 GBP
6 79/86 p ordinary SWAP Short 16,136 70.8032 GBP
6 79/86 p ordinary SWAP Short 17,523 70.4252 GBP
6 79/86 p ordinary SWAP Short 18,371 71.1400 GBP
6 79/86 p ordinary CFD Short 28,302 70.3102 GBP
6 79/86 p ordinary CFD Short 43,047 70.0252 GBP
6 79/86 p ordinary SWAP Short 50,000 71.0697 GBP
6 79/86 p ordinary SWAP Short 50,000 71.0949 GBP
6 79/86 p ordinary SWAP Short 55,477 70.2057 GBP
6 79/86 p ordinary SWAP Short 67,073 70.8168 GBP
6 79/86 p ordinary SWAP Short 163,020 71.1705 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or
refrain from dealing entered into by the exempt
principal trader making the disclosure
and any party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 9 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20191009005329/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
October 09, 2019 06:29 ET (10:29 GMT)
London Stock Exchange (LSE:LSEG)
Historical Stock Chart
From Mar 2024 to Apr 2024
London Stock Exchange (LSE:LSEG)
Historical Stock Chart
From Apr 2023 to Apr 2024
