JPMorgan Securities Plc Form 8.5 (EPT/RI)- London Stock Exchange Group plc (1532P)
October 08 2019 - 6:16AM
UK Regulatory
TIDMLSE
RNS Number : 1532P
JPMorgan Securities Plc
08 October 2019
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant London Stock Exchange Group plc
securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal Defence Advisor to London Stock Exchange Group plc
trader is connected:
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(d) Date dealing undertaken: 7 October 2019
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(e) In addition to the company in 1(b) above, is the exempt Yes, Hong Kong Exchanges and Clearing Limited
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
(GBP) (GBP)
Ordinary Share Purchase 143,080 74.9800 73.7000
Sale 441,889 74.9800 73.6400
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary Share Equity Swap Long 897 73.9847 GBP
283 73.9996 GBP
241,000 74.0000 GBP
321 74.0276 GBP
1,513 74.0296 GBP
3,576 74.0661 GBP
10,965 74.0914 GBP
2,003 74.1244 GBP
793 74.1250 GBP
61 74.1286 GBP
4,040 74.1529 GBP
285 74.1795 GBP
104 74.2278 GBP
1,296 74.2483 GBP
1,674 74.2500 GBP
8,678 74.3055 GBP
6,337 74.3402 GBP
121 74.3672 GBP
265 74.3673 GBP
9,910 74.3746 GBP
12,976 74.3870 GBP
430 74.3923 GBP
239 74.4180 GBP
3,147 74.4219 GBP
1,629 74.4294 GBP
4,550 74.4544 GBP
549 74.4602 GBP
691 74.4842 GBP
35 74.4900 GBP
2,006 74.5178 GBP
2 74.5185 GBP
11,520 74.5200 GBP
1,417 74.6000 GBP
274 74.6746 GBP
2 74.6900 GBP
269 74.7019 GBP
1,008 74.7085 GBP
31 74.8996 GBP
Short 133 73.8828 GBP
74 73.9404 GBP
3,299 74.1824 GBP
2 74.2963 GBP
4,102 74.3846 GBP
357 74.4050 GBP
102 74.4246 GBP
126 74.4426 GBP
1,193 74.4683 GBP
602 74.4999 GBP
288 74.5124 GBP
21,824 74.5200 GBP
3,571 74.5204 GBP
7,076 74.5234 GBP
193 74.5246 GBP
1,238 74.6008 GBP
325 74.8192 GBP
353 74.8801 GBP
795 74.8814 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
Ordinary
Share
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 8 October 2019
Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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