Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI) - London Stock Exchange Group (1468P)
October 08 2019 - 5:46AM
UK Regulatory
TIDM48QN TIDMLSE
RNS Number : 1468P
Morgan Stanley & Co. Int'l plc
08 October 2019
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities London Stock Exchange Group plc
this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------
(c) Name of the party to the offer with which exempt principal trader London Stock Exchange Group plc
is connected:
----------------------------------------------
(d) Date dealing undertaken: 07 OCTOBER 2019
----------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal Yes- Hong Kong Exchanges and Clearing Limited
trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
6 79/86 p ordinary PURCHASES 157,532 74.9800 GBP 73.6200 GBP
----------- --------------- ------------------------ ------------------------
6 79/86 p ordinary SALES 199,405 74.9600 GBP 73.6400 GBP
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities unit
security a long/short position,
increasing/reducing
a long/short position
Constant Leverage-
6 79/86 p ordinary (ISIN- DE000MF720L0) LONG 175 37.5400 EUR
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 3,000 73.8750 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 3,359 74.2443 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 50,000 74.2952 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 6,029 74.3383 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 335 74.3535 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 84 74.3669 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 4,853 74.3687 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 12,394 74.3926 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 1,482 74.4900 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 20 74.5000 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 999 74.5108 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 10,208 74.5118 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 71 74.5125 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 12,248 74.5200 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 98 74.5456 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 26 74.5794 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 3,132 74.6334 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD LONG 1,500 74.6990 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,000 73.8081 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 115 73.8832 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 138 73.8842 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 46 73.8845 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 560 73.8865 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 568 73.8879 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 412 73.8887 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 111 73.8894 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,000 74.0178 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 523 74.1561 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 2,500 74.1616 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 119 74.1817 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 5,282 74.2003 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,436 74.2584 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 13 74.2834 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,265 74.3136 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,482 74.3294 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 3,000 74.3317 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 3,437 74.3482 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,516 74.3697 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 977 74.3896 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 11,512 74.3909 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 466 74.3995 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 8,782 74.5200 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 5,799 74.5260 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 14 74.5349 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 3,958 74.5692 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,417 74.6000 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,000 74.6018 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 177 74.6122 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 20,000 74.7024 GBP
---------------------- ------------------------- -------------------- -----------
6 79/86 p ordinary CFD SHORT 6 92.0219 USD
---------------------- ------------------------- -------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type e.g. Expiry Option
relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 08 OCTOBER 2019
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERDMMGGLRDGLZG
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