TIDM48QN TIDMLSE

RNS Number : 0434P

Morgan Stanley & Co. Int'l plc

07 October 2019

   AMMENT        Section 2(a) & 2(b) 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                    Morgan Stanley & Co. International plc 
 (b) Name of offeror/offeree in relation to whose relevant securities    London Stock Exchange Group plc 
 this form relates: 
 Use a separate form for each offeror/offeree 
                                                                        ---------------------------------------------- 
 (c) Name of the party to the offer with which exempt principal trader   London Stock Exchange Group plc 
 is connected: 
                                                                        ---------------------------------------------- 
 (d) Date dealing undertaken:                                            03 OCTOBER 2019 
                                                                        ---------------------------------------------- 
 (e) In addition to the company in 1(b) above, is the exempt principal   Yes- Hong Kong Exchanges and Clearing Limited 
 trader making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                                        ---------------------------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
      Class of        Purchases/    Total number         Highest price             Lowest price 
      relevant           sales      of securities    per unit paid/received    per unit paid/received 
      security 
 6 79/86 p ordinary   PURCHASES       413,683             71.8000 GBP               69.9600 GBP 
                     -----------  ---------------  ------------------------  ------------------------ 
 6 79/86 p ordinary     SALES         400,757             71.7600 GBP               70.0800 GBP 
                     -----------  ---------------  ------------------------  ------------------------ 
 
   (b)        Cash-settled derivative transactions 
 
     Class of        Product description      Nature of dealing      Number of reference   Price per 
      relevant             e.g. CFD          e.g. opening/closing         securities          unit 
      security                              a long/short position, 
                                             increasing/reducing 
                                            a long/short position 
6 79/86 p ordinary          CFD                     LONG                     6            70.0800 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   20,000         70.5336 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                    120           70.5857 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                     94           70.6375 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   26,158         70.9361 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                     37           70.9471 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   1,720          70.9731 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                    172           70.9851 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   35,057         71.0108 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   3,495          71.1239 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   1,440          71.1313 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   1,602          71.1722 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   3,023          71.1808 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   15,581         71.1844 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                    359           71.2273 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   20,001         71.3480 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   22,723         71.3825 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   2,053          71.4429 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                     56           71.5568 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   2,678          71.6721 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                    113           71.6793 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                     LONG                   8,811          71.6800 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     48           70.4090 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     6            70.5223 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     88           70.7486 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     71           70.7942 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     71           70.7959 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    590           70.8037 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    835           70.8241 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    833           70.8338 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     1            70.8457 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     96           70.8536 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     94           70.8604 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   22,848         70.8866 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   13,970         70.8918 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    974           70.9095 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   1,514          70.9200 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   1,056          70.9371 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    946           70.9423 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   9,535          70.9663 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    313           70.9782 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    241           70.9858 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    984           70.9957 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   1,716          71.0038 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   5,446          71.0044 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    647           71.0074 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   13,000         71.0320 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   10,000         71.0364 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    144           71.0421 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    907           71.0437 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    818           71.0643 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   24,000         71.0677 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   2,813          71.1098 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    947           71.1106 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     4            71.1157 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    465           71.1168 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     84           71.1338 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   1,500          71.1780 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    850           71.3176 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    225           71.3179 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   18,000         71.3864 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   5,457          71.4340 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     16           71.5939 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   2,678          71.6800 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     41           71.6872 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                    599           71.6879 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                     21           71.6908 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
6 79/86 p ordinary          CFD                    SHORT                   15,000         71.7115 GBP 
                    --------------------  ------------------------  --------------------  ----------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
Class of      Product        Writing,         Number        Exercise    Type e.g.    Expiry      Option 
 relevant    description    purchasing,    of securities    price per    American,    date     money paid/ 
 security     e.g. call      selling,        to which         unit       European               received 
               option         varying         option                       etc.                 per unit 
                               etc.           relates 
   N/A          N/A            N/A             N/A            N/A          N/A        N/A         N/A 
           -------------  -------------  ---------------  -----------  -----------  -------  ------------- 
 
   (ii)        Exercise 
 
 Class of    Product description   Exercising/   Number of securities   Exercise price 
  relevant     e.g. call option     exercised                              per unit 
  security                           against 
    N/A              N/A               N/A               N/A                 N/A 
            --------------------  ------------  ---------------------  --------------- 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant    Nature of dealing    Details    Price per unit 
      security        e.g. subscription,              (if applicable) 
                          conversion 
        N/A                  N/A             N/A           N/A 
                    --------------------  --------  ----------------- 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, 
  formal or informal, relating to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal trader making the 
  disclosure and any party to the offer or any person acting in concert with a party to the 
  offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 
   NONE 
 
    (b)       Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between 
  the exempt principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
   NONE 
 
 
 Date of disclosure:    07 OCTOBER 2019 
 Contact name:          Craig Horsley 
                       ------------------ 
 Telephone number:      +44(141) 245 7736 
                       ------------------ 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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