Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI) - Replacement of London Stock Ex (0434P)
October 07 2019 - 11:34AM
UK Regulatory
TIDM48QN TIDMLSE
RNS Number : 0434P
Morgan Stanley & Co. Int'l plc
07 October 2019
AMMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities London Stock Exchange Group plc
this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------
(c) Name of the party to the offer with which exempt principal trader London Stock Exchange Group plc
is connected:
----------------------------------------------
(d) Date dealing undertaken: 03 OCTOBER 2019
----------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal Yes- Hong Kong Exchanges and Clearing Limited
trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
6 79/86 p ordinary PURCHASES 413,683 71.8000 GBP 69.9600 GBP
----------- --------------- ------------------------ ------------------------
6 79/86 p ordinary SALES 400,757 71.7600 GBP 70.0800 GBP
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities unit
security a long/short position,
increasing/reducing
a long/short position
6 79/86 p ordinary CFD LONG 6 70.0800 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 20,000 70.5336 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 120 70.5857 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 94 70.6375 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 26,158 70.9361 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 37 70.9471 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 1,720 70.9731 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 172 70.9851 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 35,057 71.0108 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 3,495 71.1239 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 1,440 71.1313 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 1,602 71.1722 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 3,023 71.1808 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 15,581 71.1844 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 359 71.2273 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 20,001 71.3480 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 22,723 71.3825 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 2,053 71.4429 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 56 71.5568 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 2,678 71.6721 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 113 71.6793 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD LONG 8,811 71.6800 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 48 70.4090 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 6 70.5223 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 88 70.7486 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 71 70.7942 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 71 70.7959 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 590 70.8037 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 835 70.8241 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 833 70.8338 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 1 70.8457 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 96 70.8536 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 94 70.8604 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 22,848 70.8866 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 13,970 70.8918 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 974 70.9095 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,514 70.9200 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,056 70.9371 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 946 70.9423 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 9,535 70.9663 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 313 70.9782 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 241 70.9858 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 984 70.9957 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,716 71.0038 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 5,446 71.0044 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 647 71.0074 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 13,000 71.0320 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 10,000 71.0364 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 144 71.0421 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 907 71.0437 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 818 71.0643 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 24,000 71.0677 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 2,813 71.1098 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 947 71.1106 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 4 71.1157 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 465 71.1168 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 84 71.1338 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 1,500 71.1780 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 850 71.3176 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 225 71.3179 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 18,000 71.3864 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 5,457 71.4340 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 16 71.5939 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 2,678 71.6800 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 41 71.6872 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 599 71.6879 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 21 71.6908 GBP
-------------------- ------------------------ -------------------- -----------
6 79/86 p ordinary CFD SHORT 15,000 71.7115 GBP
-------------------- ------------------------ -------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type e.g. Expiry Option
relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 07 OCTOBER 2019
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERMRBATMBJMBTL
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