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Item 1. Security and Issuer.
This statement relates to shares of the common stock, $.01 par value per share (the Shares), of Wegener Corporation (the Issuer).
The principal executive offices of the Issuer are located at 13350 Technology Circle, Duluth, Georgia 30097.
Item 2. Identity and Background.
(a) - (c)
This Statement is
filed by Footprints Asset Management & Research, Inc. (FAMR). Investment decisions made on behalf of FAMR are made through Stephen J. Lococo, president and portfolio manager of FAMR. The principal business address of FAMR and
Mr. Lococo is 11422 Miracle Hills Drive, Suite 208, Omaha, NE 68154.
(d) Mr. Lococo has not, during the last five years,
been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) Mr. Lococo has not,
during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f) FAMR is a Nebraska Corporation and Mr. Lococo is a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration.
Shares were sold out of separately managed account.
Item 4. Purpose of Transaction.
position in Wegener Corporation dropped more than 1% due to taking capital losses on client accounts.
Item 5. Interest in Securities of the
FAMRs interest in Wegener Corp. decreased to 3.17%.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer
Item 7. Materials to be Filed as Exhibits