Report of Proposed Sale of Securities (144)
October 22 2020 - 04:01PM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
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FORM
144
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SEC USE ONLY
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NOTICE OF
PROPOSED SALE OF SECURITIES
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DOCUMENT SEQUENCE NO.
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PURSUANT TO RULE
144 UNDER THE SECURITIES ACT OF 1933
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CUSIP NUMBER
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ATTENTION:
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Transmit for filing 3 copies of this form
concurrently with either placing an order with a broker to execute
sale or executing a sale directly with a market maker
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WORK LOCATION
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1 (a) NAME OF ISSUER (Please
type or print)
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(b) IRS IDENT. NO.
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(c) S.E.C. FILE NO.
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United Health Products, Inc.
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84-1517723
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000-27781
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1 (d) ADDRESS OF ISSUER
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STREET
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CITY
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STATE
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ZIP CODE
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(e) TELEPHONE NO.
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10624 S. Eastern Ave., Ste. A209, Henderson,
NV 89052
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AREA CODE
702
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NUMBER
682-3039
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2 (a) NAME OF
PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
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(b) RELATIONSHIP
TO ISSUER
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(c) ADDRESS STREET
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CITY |
STATE |
ZIP CODE
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Douglas Beplate
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CEO/Director
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Same as above
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INSTRUCTION: The person filing this notice should contact the
issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
3 (a)
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(b)
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SEC USE
ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title of
the
Class
of
Securities
To Be
Sold
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Name and Address
of Each Broker Through Whom the
Securities are
to be Offered or Each Market Maker
who is Acquiring
the Securities
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Broker-Dealer
File
Number
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Number of
Shares
or Other
Units
To Be
Sold
(See instr.
3(c))
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Aggregate
Market
Value
(See instr.
3(d))
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Number of
Shares
or Other
Units
Outstanding
(See instr.
3(e))
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Approximate
Date of
Sale
(See instr.
3(f))
(MO. DAY YR.)
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Name of
Each
Securities
Exchange
(See instr.
3(g))
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Common
Stock
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Wilson-Davis
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500,000
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1.40
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180,428,456 as of
8/6/2020
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10/22/2020
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OTC
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INSTRUCTIONS:
1.
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(a)
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Name of issuer
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3.
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(a)
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Title of the class of securities to be
sold
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(b)
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Issuer’s I.R.S. Identification Number
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(b)
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Name and address of each broker through whom
the securities are intended to be sold
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(c)
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Issuer’s S.E.C. file number, if any
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(c)
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Number of shares or other units to be sold
(if debt securities, give the aggregate face amount)
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(d)
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Issuer’s address, including zip code
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(d)
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Aggregate market value of the securities to
be sold as of a specified date within 10 days prior to the filing
of this notice
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(e)
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Issuer’s telephone number, including area
code
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(e)
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Number of shares or other units of the class
outstanding, or if debt securities the face amount thereof
outstanding, as shown by the most recent report or statement
published by the issuer
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2.
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(a)
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Name of person for whose account the
securities are to be sold
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(f)
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Approximate date on which the securities are
to be sold
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(b)
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Such person’s relationship to the issuer
(e.g., officer, director, 10% stockholder, or member of immediate
family of any of the foregoing)
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(g)
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Name of each securities exchange, if any, on
which the securities are intended to be sold
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(c)
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Such person’s address, including zip code
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Potential persons who are to respond to the collection of
information contained in this form are not
required to respond unless the form displays a currently
valid OMB control number.
SEC 1147 (08-07)
TABLE I - SECURITIES TO BE
SOLD
Furnish the following information with respect to the
acquisition of the securities to be sold
and with respect to the payment of all or any part of the
purchase price or other consideration therefor:
Title of the
Class
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Date you
Acquired
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Nature of
Acquisition
Transaction
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Name of
Person from Whom Acquired
(If
gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of
Payment
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Nature
of
Payment
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Common
Stock
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7/15/2020
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Pursuant to restricted stock unit award from
Issuer
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United Health
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500,000
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3/25/2019
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Services rendered
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INSTRUCTIONS:
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If the securities were purchased and full
payment therefor was not made in cash at the time of purchase,
explain in the table or in a note thereto the nature of the
consideration given. If the consideration consisted of any note or
other obligation, or if payment was made in installments describe
the arrangement and state when the note or other obligation was
discharged in full or the last installment paid.
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TABLE II - SECURITIES SOLD DURING THE PAST 3
MONTHS
Furnish the following information as to all securities of the
issuer sold during the past 3 months by the person for whose
account the securities are to be sold.
Name and Address of
Seller
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Title of Securities
Sold
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Date of Sale
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Amount of Securities
Sold
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Gross Proceeds
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None
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REMARKS:
INSTRUCTIONS:
See the definition of
“person” in paragraph (a) of Rule 144. Information is to be given
not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that
definition. In addition, information shall be given as to sales by
all persons whose sales are required by paragraph (e) of Rule 144
to be aggregated with sales for the account of the person filing
this notice.
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ATTENTION: The person
for whose account the securities to which this notice relates are
to be sold hereby represents by signing this notice that he does
not know any material adverse information in regard to the current
and prospective operations of the Issuer of the securities to be
sold which has not been publiclydisclosed. If such person has
adopted a written trading plan or given trading instructions to
satisfy Rule 10b5-1 under the Exchange Act, by signing the form and
indicating the date that the plan was adopted or the instruction
given, that person makes such representation as of the plan
adoption or instruction date.
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October
22, 2020
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/s/ Douglas
Beplate
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DATE OF NOTICE
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(SIGNATURE)
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DATE OF PLAN ADOPTION OR
GIVING OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
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The notice shall be signed by the person
for whose account the securities are to be sold. At least one copy
of the notice shall be manually signed. Any copies not manually
signed shall bear typed or printed signatures.
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ATTENTION: Intentional misstatements or omission of facts
constitute Federal Criminal Violations (See 18 U.S.C.
1001)
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SEC 1147 (02-08)