Initial Statement of Beneficial Ownership (3)
September 04 2020 - 04:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Crescat Portfolio Management LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/28/2020
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3. Issuer Name and Ticker or Trading Symbol
Timberline Resources Corp [TLRS]
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(Last)
(First)
(Middle)
1560 BROADWAY, SUITE 2270 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 16000000 (1) | D | |
Common Stock | 413636 | I | See footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Series L Warrants | 12/29/2020 (2) | 8/15/2020 | Common Shares | 16000000 (1) | $0.2 | D | |
Series L Warrants | 12/29/2020 (2) | 8/15/2023 | Common Shares | 363636 | $0.2 | I | Purchased by Kevin and Linda Smith Living Trust, Dated 7/21/1998 |
Explanation of Responses: |
(1) | Stock is divided among the Crescat Global Macro Master Fund LTD, Crescat Long/Short Fund LP, and Crescat Precious Metals Master Fund LTD. |
(2) | Warrants may not be exercised if such exercise would cause holder to beneficially own or exercise control or direction over 19.99% or greater of the issued and outstanding voting shares of the issuer. Common shares and share purchase warrants were acquired as part of a private placement financing by the issuer. |
(3) | 363,636 shares purchased in private placement by Kevin and Linda Smith Living Trust, Date 7/21/1998
50,000 share purchased by Kevin Smith 401k at Fidelity |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Crescat Portfolio Management LLC 1560 BROADWAY SUITE 2270 DENVER, CO 80202 |
| X |
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Signatures
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Linda C. Smith, CFO, on behalf of Crescat Portfolio Management LLC | | 9/4/2020 |
**Signature of Reporting Person | Date |
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