Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 11/15/2019 @ 9:30PM
Source : Edgar (US Regulatory)
Stock : Terra Tech Corp. (QX) (TRTC)
Quote : 0.169  -0.01225 (-6.76%) @ 9:58PM

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ROSS STEVEN J
2. Issuer Name and Ticker or Trading Symbol

Terra Tech Corp. [ TRTC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

2040 MAIN STREET, SUITE 225
3. Date of Earliest Transaction (MM/DD/YYYY)

7/1/2019
(Street)

IRVINE, CA 92614
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

7/3/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 7/1/2019  A  86805 A$0.576 184282 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Options $0.576 7/1/2019  A   86805     (1)6/30/2029 Common Stock 86805 $0.00 1069888 (2)D  

Explanation of Responses:
(1) The nonqualified stock option vests in twelve equal quarterly installments, with the first quarterly installment vesting on September 30, 2019.
(2) The amended Form 4, filed on August 29, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of derivative securities beneficially owned following the reported transaction that occurred on July 1, 2019 as a total of 1,153,013 shares of the Issuer's common stock. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a decrease in the number of shares reported as beneficially owned by the reporting person by 83,125 shares.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
ROSS STEVEN J
2040 MAIN STREET
SUITE 225
IRVINE, CA 92614
X



Signatures
/s/ Steven J. Ross11/15/2019
**Signature of Reporting PersonDate

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